- Mizuho Corporate Bank (New York, NY)
- …risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance ... Monitoring Program. This role is ideal for seasoned Compliance , Risk Management , or Audit...skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties… more
- SMBC (New York, NY)
- …with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the position ... of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management ...management , regulators, and the business to advise on compliance risk management strategies and… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President on the Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you... Management , Policies and Procedures, Training and Awareness, Monitoring and Testing, Issue Management , Risk… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...line of defense function provides oversight through appropriate controls, monitoring and escalation framework. This person is responsible for… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead, you will be joining our Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...business management and staff on regulatory and compliance issues + Conduct "second line" monitoring … more
- Federal Reserve System (New York, NY)
- …for examinations, continuous monitoring , and evaluation of the legal and compliance risk management and control frameworks of financial institutions ... and regulations. + Developing well supported assessments of firms' compliance risk management practices, large...compliance areas, such as overall risk management and governance, risk assessments, monitoring… more
- Bank of America (New York, NY)
- …for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... + Adaptability + Business Process Analysis + Issue Management + Monitoring , Surveillance, and Testing **Job… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"),...existing Monitoring and Testing items for the Compliance and Operational Risk Program from a… more
- Amazon (New York, NY)
- …decision making thus optimizing strategic execution. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of ... monitoring strategy with clear quality standards * Build monitoring and enforcement frameworks for insurance compliance ...SME. About the team The mission of the TRC's risk management function is to provide proactive… more
- Federal Reserve System (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... industry; auditor; or bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and controls in relation to… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- SMBC (Jersey City, NJ)
- …President will have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to validate the ... is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President...Canada and Mexico and senior management in CPAD. The Vice… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping JPMorgan Chase strong and ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...governance on RM&C's half a billion dollar technology budget, monitoring ongoing progress on our investments while creating transparency… more
- SMBC (Jersey City, NJ)
- …strong plus (but not required). + Minimum of 8-10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting ... Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within...US swap dealer. The candidate should have a strong risk management / internal control mindset to… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the … more
- Amalgamated Bank (New York, NY)
- … compliance risk assessment; develop and implement a comprehensive compliance monitoring and testing program to assess adherence to regulatory ... The Head of Compliance Monitoring & Testing is responsible...actions as necessary. + Partner with business stakeholders, Legal, Risk Management , and other relevant functions to… more
- M&T Bank (Iselin, NJ)
- **Overview:** Lead Compliance Risk Management activities throughout the enterprise for their assigned area of responsibility. The Senior Compliance ... program activities that prevent, detect and mitigate regulatory and compliance risk across the division. **Primary Responsibilities:**...as well as maintaining significant contact with 2nd Line Risk Management , Legal, Audit, and other M&T… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA,… more