- S&P Global (New York, NY)
- …and dedicated consultative services. Position Summary: Reporting to the Chief Revenue Officer, the National Vice President , Dealer Relations plays an ... to drive dealer engagement, utilization, and growth with Mastermind. The National Vice President , Dealer Relations will join our rapidly growing… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution ... monitoring and testing reviews. This role will have coverage for SMBC's Swap Dealer operations. The candidate should have functional knowledge of applicable US laws… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... this function will encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer ; SMBC Group's wholesale and retail banking… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Position Summary:** The Risk and Controls Vice President supports the Business Unit Risk Management (BURM) team in ... business-specific risks and enterprise-wide risks. The Risk and Controls Vice President will play an integral role...Interest Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly… more
- Morgan Stanley (New York, NY)
- *Description* Vice President level position within Morgan Stanley's Institutional Equity Division (IED) for a trading agreement negotiator, responsible for ... workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** *IED Negotiator - Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk* **Title:** * Vice President , Credit Risk (Risk Management)* **Location:** *New ... is for a head of credit underwriting and portfolio management for broker/ dealer margin lending and traded products (ie, listed options, exchange-traded futures &… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... Operations, Procurement, Third-Party Risk, Human Resources, Capital Markets, Nikko (broker dealer ), and Corporate Services. In particular: + Serving as a strategic… more
- JPMorgan Chase (New York, NY)
- …to the execution of transactions supporting liquidity risk management. As a Vice President in the Treasury Intraday Liquidity Management (Forecasting and ... office on continued evolution of the IDL Dashboard + Partner with the broker/ dealer and other Treasury teams to drive transparency and anticipate liquidity needs +… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Vice President Salesperson for its New York, NY location. Duties: Refine and implement sales/marketing strategy to improve Citi's client ... by performing Quantitative and Qualitative Market Analysis; Driving the Multi- Dealer and API franchise by performing Cost-Volume-Profit Analysis on client… more
- JPMorgan Chase (New York, NY)
- …product across a variety of digital client channels - ie, Email, Web (single dealer platform), Mobile, API. The Research Digital Markets Product team seeks out new ... content to Institutional clients across digital channels - ie, email, web (single dealer portal - JPMM), mobile, API + Leveraging usage, subscriptions and engagement… more
- ManpowerGroup (New York, NY)
- …the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. **Job Title: Vice President , Compliance Monitoring & ... Our top banking client is seeking a Vice President of Compliance Monitoring &...and regulations. **What's Needed?** + 7+ years of swap dealer experience + Compliance Testing, NFA, or Internal Audit… more
- JPMorgan Chase (New York, NY)
- …you will collaborate with our sales and marketing teams to develop a successful national sales strategy for our Education Savings business. You will become an expert ... help broaden reach of 529 plan solutions; collaborate and strategize with key broker- dealer firms on 529 plan goals and initiatives + Manage day-to-day relationships… more
- TD Bank (New York, NY)
- …required. + 7 or more years of experience in, with a registered US broker dealer or regulator, Compliance testing a plus. + JD desirable but not required + Strong ... without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Federal law… more
- SMBC (New York, NY)
- …Rates & Credit for both cash and derivatives * Solid knowledge of broker- dealer /investment banking environment, sales & trade flows and eTrading domain experience * ... consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other… more
- JPMorgan Chase (New York, NY)
- …Build and maintain relationships with investment bankers and analysts, the broker- dealer community, rating agencies, and legal professionals, among other market ... the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital… more
- JPMorgan Chase (New York, NY)
- …welcome. + Prior experience in private markets preferred. + Experience in retail, broker/ dealer , mutual fund industry preferable. JPMorgan Chase & Co., one of the ... the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital… more
- SMBC (Jersey City, NJ)
- …expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory reports. This position will provide leadership to the team by ... consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other… more
- SMBC (Jersey City, NJ)
- …of Regulatory Reporting for US (any of FR Y-9C, FFIEC 009, call reports, broker- dealer such as FOCUS, or liquidity reports, etc.) + Work product creation and overall ... consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other… more
- SMBC (Jersey City, NJ)
- …RWA and Capital ratios Calculation for group company who is registered as a swap dealer with CFTC + Support analysis of Basel RWA Reporting based on US Regulatory ... consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other… more
- SMBC (New York, NY)
- …Funds while also providing coverage for other non-bank financial institutions. The role, Vice President level, reports to the Head of Credit Services within ... and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest...for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any… more