- Axis (New York, NY)
- …is available upon request for candidates taking part in the selection process. **Strategic Broker Relationship Leader - Vice President ** **New York, New ... Jersey, Connecticut or Philadelphia - Hybrid** The Strategic Broker Relationship Leader will be part of the Global Distribution team dedicated to managing strategic… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the… more
- Adecco US, Inc. (New York, NY)
- Adecco is seeking a motivated individual for a VP Broker within our expanding specialist reinsurance broking team. This is an opportunity to join a dynamic and ... collaborative team, providing support to existing clients as well as cultivating new business with insurance companies and retail brokers across all lines of business. _Must-Have Requirements:_ + **Reinsurance** experience + Strong **Negotiation** skills +… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- AON (New York, NY)
- …and anticipated future responsibilities. How this opportunity is different As an Assistant Vice President , you will work alongside our Account Executives in our ... analytical skill Education: + Bachelor's degree preferred + Insurance Broker license preferred or the ability to secure license...responsibilities. How this opportunity is different As an Assistant Vice President , you will work alongside our… more
- Wells Fargo (New York, NY)
- Job Description **About this role:** Wells Fargo is seeking a Counsel - Assistant Vice President to join the Wealth & Investment Management (WIM) section of the ... Wells Fargo Legal Department. The Counsel - Assistant Vice President will provide legal advice to...and trust and estate issues. + Prior experience supporting broker -dealer on issues such as account documentation and transaction… more
- JPMorgan Chase (New York, NY)
- We are seeking an experienced Vice President to join our industry-leading team. As a Vice President in Global Corporate Banking, you will be responsible ... and Asset Management sector, including: Financial, Sustainability, Technology-oriented companies, Broker -Dealers, Futures Commission Merchants, Wealth Tech, Asset Managers, Clearinghouses,… more
- Morgan Stanley (New York, NY)
- …**Title:** *Portfolio Strategy Consultant - Global Sales & Marketing - Vice President * **Location:** *New York-New York* **Requisition ID:** *3258109* ... model placement, and assist in overall visibility of MSIM/EV strategies at focus broker dealers; in order to drive sales/AUM growth. The position will be focused… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, a leading self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing ... to reconcile data + Preparing financials and books and records for the Broker -Dealer according to GAAP and ensuring all regulatory reporting requirements are met +… more
- The Cigna Group (Morris Plains, NJ)
- …to come into the local Cigna office 3 days per week._** **Role Summary:** The Vice President of Existing Business and Growth will be responsible for the ... strategies + Develops and maintains strong intelligence capability through customer/ broker contact and formal competitive analysis + Achieves/exceeds earnings plan… more
- JPMorgan Chase (New York, NY)
- …for our flexible shared services team within Banking Operations. **Job summary** As a Vice President in the Cash Asset Management Central Bank Lead in Payments ... supporting global incidents + Support team on any other Ops requirements such as Broker Dealer and Cash Projections + Work with Service lead and Central Bank Cash… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... Security, Operations, Procurement, Third-Party Risk, Human Resources, Capital Markets, Nikko ( broker dealer), and Corporate Services. In particular: + Serving as a… more
- HUB International (New York, NY)
- …insurance brokerage selling and servicing all lines of insurance. We are seeking a Vice President , Executive Liability to join our ProEx team. This position ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- HUB International (Brooklyn, NY)
- …leading success in mergers and acquisitions. We are currently seeking an Assistant Vice President to join our Healthcare Division - Senior Care Practice. ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... filing the monthly FOCUS reports for each and ensuring that the primary broker dealer, Citigroup Global Markets Inc. is compliant with the customer protection rule.… more
- SMBC (Jersey City, NJ)
- …technical regulatory issues involving our New York Branch, Bank Holding Company, broker /dealer and other affiliates. This is a hybrid role, with current expectation ... technical knowledge of regulatory rules for our banks, bank holding and/or broker /dealer, as well as knowledge to challenge data populated in various regulatory… more
- TD Bank (New York, NY)
- …with Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through acquisitions ... findings and open gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs supervisory meetings. +… more
- JPMorgan Chase (Jersey City, NJ)
- …companies, commercial banks, non-bank financial institutions, central banks and broker dealers. Our advanced, end-to-end solutions which combine physical, notional ... direction for our FI product and solutions offering, with a focus on broker dealers and banks (large, mid-size/regional as well as foreign correspondent) + Monitors… more
- SMBC (Jersey City, NJ)
- …The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer activities of SMBC Group and reports on the compliance risks ... the SMBC Employee Investment Policy, arranges for the registration of broker -dealer personnel, and conducts compliance training. In addition, the Advisory Team… more
- SMBC (New York, NY)
- …Rates & Credit for both cash and derivatives * Solid knowledge of broker -dealer/investment banking environment, sales & trade flows and eTrading domain experience * ... Understanding of market data, market making, and pre-trade concepts * Analytical skills to troubleshoot a variety of symptoms, diagnose problems, and test, recommend and implement solutions to technology problems * Forward thinker who seeks to improve business… more