• Issues & Findings Management

    MUFG (Tempe, AZ)
    management team objectives * Assist with end-to-end process for technology findings management , including roles and responsibilities across remediation and ... those gaps are addressed. In this role you will be responsible for management /oversight of Technology Findings , Exceptions and Policy Variance Management .… more
    MUFG (06/07/24)
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  • Senior Auditor- Senior AVP (Consumer, Small…

    Wells Fargo (Chandler, AZ)
    …compensating controls that mitigate audit findings and make recommendations to management + Inform manager of situational issues that might compromise ... Wells Fargo is seeking a Senior Auditor - Senior AVP within their Consumer, Small and Business Banking Audit...compliance obligations, timely and effective escalation and remediation of issues , and making sound risk decisions. There is emphasis… more
    Wells Fargo (06/28/24)
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  • Auditor (Financial Crimes Background), AVP

    MUFG (Tempe, AZ)
    …convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management . + Prepare workpapers ... alone to enable re-performance. + Identify control weaknesses and escalate and discuss findings with Audit Management and business stakeholders as appropriate. +… more
    MUFG (05/09/24)
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  • Investment Banking Auditor, AVP

    MUFG (Tempe, AZ)
    …convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management . + Prepare workpapers ... alone to enable re-performance. + Identify control weaknesses and escalate and discuss findings with Audit Management and business stakeholders as appropriate. +… more
    MUFG (05/25/24)
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  • Senior Auditor, AVP

    MUFG (Tempe, AZ)
    …results using appropriate business and technical language in workpaper system + Report findings and client issues to Portfolio Manager or Senior Portfolio ... designed to evaluate and assess the effectiveness of the Bank's governance, risk management and control processes. The role includes, but is not limited to,… more
    MUFG (07/02/24)
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  • AML Investigator SAR Writing III, AVP

    MUFG (Tempe, AZ)
    issues and uses judgment to make decisions. Escalate non-standard problems or issues + Write reports that detail investigative findings and support case ... for money laundering / terrorism financing risk indicators + Escalate to management any activity and trends that could indicate money laundering or terrorist… more
    MUFG (05/04/24)
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