- Guidehouse (New York, NY)
- …business builder with a high-profile personal franchise with financial crime and sanctions compliance expertise. + Leading projects involving money laundering ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do:** Guidehouse… more
- Discover (Riverwoods, IL)
- …of 1 year in roles focused on watchlist screening, customer due diligence, or KYC/ AML compliance operation with complex compliance processes and systems. ... backlog. Ensures product features and processes align with applicable Discover compliance and risk management standards. Ensures product adheres to the highest… more
- CIBC (Chicago, IL)
- …be doing:** Reporting to the Vice President, US Chief AML Officer & Global Sanctions , the Senior Director , US AML Governance & Advisory leads the US ... compliance , internal controls, and implementation of process and initiatives to ensure compliance . The Senior Director , US AML Governance & Advisory, is… more
- TIAA (New York, NY)
- …to TIAA's methodology. In addition to serving as a liaison with Audit and compliance testing functions during AML / Sanctions reviews, this individual will ... and ad hoc advisory services in support of TIAA's AML and Sanctions programs. The ideal candidate...and Duties** + Leading and managing a team of Compliance Officers supporting AML compliance … more
- Santander US (Boston, MA)
- Director , AML Compliance Modeling Boston, United States of America The Director , AML Modeling is part of the Compliance Analytics team which is ... must be periodically monitored, calibrated and if necessary, modified or replaced. The Director , AML Modeling will oversee a team of quantitative professionals… more
- Brink's (Coppell, TX)
- …have made the choice to join our team - and stay here. Job Title Global Sanctions Officer and BGS Compliance Director Job Description The Brink's Company ... participate and grow. We are searching for a Global Sanctions Officer and BGS Compliance Director...preferably in financial services industry with a focus on sanctions risks and AML + Minimum three… more
- CIBC (Chicago, IL)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Director , Head of Global Sanctions provides strategic direction ... and full array of products and services. The Senior Director , Head of Global Sanctions directs and... sanctions violations. The AVP, Head of Global Sanctions also supports the VP, US Chief AML… more
- Citigroup (Jersey City, NJ)
- …of the Financial Crimes Compliance area including, but not limited to AML , Sanctions , Anti-Bribery, KYC, Fraud, and Cyber. Requires thorough understanding of ... for the area. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/ sanctions and conduct risk. + Champions a ... by the US BSA/ AML Officer and US BSA/ AML Program Director . + Champions a customer...delivery manager capacity, with a minimum of 3 years AML and Sanctions experience in a Policy… more
- Capital One (New York, NY)
- …of experience in risk management + At least 5 years of experience in Anti-Money Laundering ( AML ), Sanctions and Fraud compliance + At least 5 years of ... United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is… more
- Ankura (CT)
- …systems; + Draft written compliance programs for AML , consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including risk assessments, ... generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and… more
- Capital One (Mclean, VA)
- …executing a risk-based testing strategy to ensure the quality of Consumer and Commercial Compliance risks, AML , Sanctions and Fraud risk management is ... 1 (19052), United States of America, McLean, Virginia Audit Director , FCC & Compliance (Hybrid) Capital One's...ensure the team maintains a comprehensive understanding of the AML , Sanctions , Fraud and broader Compliance… more
- SMBC (Jersey City, NJ)
- …Compliance (FCC) Unit, Quality Assurance (QA) Testing Team is responsible for assessing compliance with AML /BSA and Sanctions laws and regulations. The QA ... Associate will utilize test scripts, and judgement to evaluate compliance with AML /BSA and Sanctions ...FCC QA Testing Executive Director . + Assess compliance with BSA and sanctions related regulations… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Reporting to the Head of KYC in the Compliance Department, Americas Division, the KYC Transformation Director will be ... work across people, process, and technology. The KYC Transformation Director is a senior member of the KYC Department's...managing + In-depth knowledge of the US and non-U.S. AML and Sanctions laws + Expert knowledge… more
- Morgan Stanley (Baltimore, MD)
- …oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. If ... right team for you. Your Key Responsibilities: As an experienced Investigations Director /Vice President in GFC, you will: * Lead suspicious activity investigations,… more
- Morgan Stanley (Baltimore, MD)
- …oversight, and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. ... risk ranking * Review of client accounts for potential matches to designated sanctions targets and prohibited persons lists * Engage various third-party and internal… more
- TIAA (New York, NY)
- Enterprise Compliance Officer ( AML Tuning & Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization of AML monitoring ... and statistical threshold analysis that will be deployed within TIAA's Enterprise AML and sanctions programs. Further, this role requires the individual… more
- Morgan Stanley (New York, NY)
- …Legal and Compliance teams on issues related to anti-money laundering ( AML ), sanctions , and anti-corruption laws and regulations, including the USA PATRIOT ... and click "Search jobs." No calls please. EOE **Job:** **Legal and Compliance * **Title:** * Director * **Location:** *New York-New York* **Requisition ID:**… more
- Morgan Stanley (New York, NY)
- …oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. If ... team for you. *Your Key Responsibilities:* As an experienced US Investigations Executive Director in GFC, you will: * Have oversight responsibility and supervise US… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/ sanctions and conduct risk. + Champions a ... Managing Director , New York Loan Trading **Requisition ID:** 202005...+ Manage trading inventories and generate trading revenues in compliance with limits and the bank's risk profile. +… more