- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- SMBC (Charlotte, NC)
- …Fixed Income Middle Office and Securities Settlements functions. Reporting directly to the Head of Securities Operations in New York, this will be an ... extension of the broader New York based Securities Operations team. The role will support the Head of Securities Operations to ensure seamless… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist… more
- Citigroup (New York, NY)
- …streamline processes and drive strategy across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate Operations ... investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the...strong risk management and control mindset. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- Citigroup (Getzville, NY)
- …as part of the daily margining process. The success candidate will report to the Global Head of OTC Margin Operations and will be responsible for (i) leading and ... of the organization's model and its future development. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Vanguard (Malvern, PA)
- …the primary risk partner for the leadership of Vanguard's critical investment operations that work with portfolio management functions to facilitate trading, manage ... data, provide information on cash and securities , manage collateral, and maintain books and records for...risk guidance and oversight of Vanguard's investment and fund operations globally. In this role you will lead risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Summary** Under limited direction and in coordination with broader team members, the Head of Operations utilizes extensive knowledge and skills acquired through ... As an integral part of Raymond James Investment Management ("RJIM"), the Head of Operations ' responsibilities include new fund launches, deal execution,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...in liquidity management. This role will report into the head of cash management for the US. **Role Objectives:… more
- MUFG (Irving, TX)
- …day. A member of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing Subject matter level ... products, or client related matters. + Partner with GFCD Operations on Vendor Tool Evaluation of products intended to...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (Tampa, FL)
- …This candidate will lead and manage within the centralized TIR team in Core Operations within Citi's Chief Operating Office and drive the strategic agenda for Tax ... by potentially any of Citi's core businesses (US Personal Banking, Markets, Securities Services, Treasury & Trade, Markets or Banking) with focus on predominately… more
- Raymond James Financial, Inc. (Troy, MI)
- …the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products, particularly Annuities. ... **Skill in:** * Sourcing and developing sales prospects. * Developing business development strategies. * Gathering and compiling information and data. * Initiating sales calls and responding to inquiries and turning them into sales opportunities. *… more
- SMBC (White Plains, NY)
- …along with enhanced entity scope and controls. This role reports into the Head of Payroll Operations , Americas Region. **Primary Responsibilities** The job ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …(SMBC) will work within the Legal Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …advisory compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- Citigroup (New York, NY)
- …functions within the centralized Tax Information Reporting (TIR) team in Core Operations within Citi's Chief Operating Office and partner with the Global ... Head to drive the strategic agenda for Tax Information...required tax technical guidance to Citi's business and TIR Operations on significant advisory matters including new/changes to exiting… more
- Morgan Stanley (Alpharetta, GA)
- …financial services firm providing a wide range of investment banking, securities , investment, and wealth management services. The Firm's employees serve clients ... that will support and manage our North American Payroll Operations team. The candidate will have 5 to 8...business enhancements in accordance with the guidance from the Head of Payroll, NA * * *How You'll be… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more