- Netflix (Los Angeles, CA)
- …plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly to ... the Director of Governance & Securities and is based in...address complex issues surrounding corporate governance , corporate securities , and external reporting. As the Manager ,… more
- JPMorgan Chase (Plano, TX)
- As a Securities Services Technology Business Manager - Senior Associate within the Business Management team, you will be responsible for optimizing business ... business risks. You will manage all financial matters within the Securities Services Technology team, including financial reporting, workforce management, location… more
- Citigroup (Boston, MA)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... and be responsible for implementing an appropriate service delivery governance structure focused on proactive client management. It is...management. It is within the remit of the Account Manager role to act as an advocate for the… more
- Broadridge Financial Solutions (Boston, MA)
- …the way, come join the Broadridge team. The Head of North America Securities Finance Product Services will be responsible for developing the strategic direction and ... business development initiatives for our Securities Finance business. This role is pivotal in driving...Management Leadership Team and report directly to the General Manager . Job Description In this role, youll collaborate with… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as a part of WIM Operations **In this role, you will:** + Participate in low complexity ... support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $93,000 - $140,000 USD TD is committed to providing fair ... Overview:** Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies;… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...activity is in line with those policies + Demonstrates governance , control and risk management behaviors in alignment with… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... offerings including Fintech, Partners/Vendors and FIs. + Agile Product Owner/Product Manager accountabilities with firm grasp of Agile concepts and execution:… more
- JPMorgan Chase (Boston, MA)
- …the management and control of the Global Custody business. As a Custody Tax Product manager Vice President, you will be part of a team responsible for the end-to-end ... product features and functions. As a Custody Tax Product manager Vice President you will act as the face...In this role, you will also be engaged in governance and quality assurance of custody tax solutions and… more
- HSBC (New York, NY)
- …delivering end to end solutions. As our Lead Americas Equity Derivatives Program Manager you will: + Form direct relationships with trading desks, technology teams ... teams via respective backlogs with minimum cross product co-ordination + Delivery, governance & reporting to stakeholders including the Product owner in the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …units by managing activity/account reviews, product oversight, escalation/approvals, and governance guided by specialized knowledge. Supervision is committed to ... programs, mentorships, and continuing education options. **Job Summary:** As a Senior Manager , you will use your extensive knowledge and skills acquired through… more
- Wells Fargo (Birmingham, AL)
- **About this role:** Wells Fargo is seeking a Divisional Governance Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required +… more
- Citigroup (Irving, TX)
- **Citi continues to enhance its in-business controls and governance framework by building out Institutional Credit Management (ICM), to house and consistently manage ... Securitization & Specialized Products (SSP), Treasury & Trade Services (TTS), Markets, and Securities Services.** **This role will report to the ICM-UW Head of … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …units by managing activity/account reviews, product oversight, escalation/approvals, and governance guided by specialized knowledge. Supervision is committed to ... mentorships, and continuing education options. **Job Summary:** The Supervision Governance and Reporting team is responsible for continuously minimizing risk… more
- MUFG (Jersey City, NJ)
- …Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Manager (CISM), Certified in the Governance of Enterprise Information ... reporting to relevant stakeholders. + Support Information Security oversight and governance by ensuring our control environment is monitored through relevant… more
- MUFG (New York, NY)
- …team will provide more details. Senior Technology Auditing, Compliance, & Governance Manager will ensure the integrity, confidentiality and availability ... Skills:** + 10 - 15+ years of experience in Information Securities Technology & Governance with a focus on technology risk management. + Strong background… more
- Morgan Stanley (Miami, FL)
- …financial services firm providing a wide range of investment banking, securities , investment management, and wealth management services. The Firm's employees serve ... due diligence, and negative news processes for Morgan Stanley. The Financial Crimes Governance and Program Management function is a component of the broader WM and… more
- TD Bank (New York, NY)
- …are hiring for the position of Associate Vice President, US Capital Risk and Governance , reporting to the Vice President, Market Risk. This role will oversee, lead, ... of the Bank's regulatory and local frameworks. You are required to demonstrate governance , control and risk management oversight in alignment with TD policies and… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is building out a data governance practice focused on enterprise data. The Enterprise Data Governance Team is a critical component of this ... be responsible for supporting the onboarding of data domains into our data governance framework. The specialist will have to lead meetings with the business… more
- MUFG (Tampa, FL)
- …technical Subject Matter Expert resources within multiple MUFG entities, project manager , project leads, and IT. **Responsibilities:** + Working with Data Officers ... Competency with Office 365, SharePoint, Visio, MS-Project, Alteryx, Collibra Data Governance , Collibra Data Quality + Proven analytical and problem-solving skills… more