- Office of the Comptroller of the Currency (Charlotte, NC)
- …position include: Leading examinations, reviews or audits of a financial institution's compliance with consumer compliance laws, regulations and guidance ... Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis in Compliance , you will...activities, preparing reports, and presenting findings and recommendations to senior managers at OCC. Large Bank Supervision Charlotte, NC… more
- Federal Reserve Bank (New York, NY)
- …safety and soundness of supervised institutions; + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection; ... management, legal staff, and policymakers across agencies. **Your role as BSA/AML Compliance Risk Supervising Examiner :** + Lead large scope supervisory… more
- Banc of California (Santa Ana, CA)
- …of record timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure proper controls are ... action to ensure timely remediation. + Will act as examiner in charge (EIC) and lead examinations including ...exam report within established guidelines and conducts meeting with Senior Management to present conclusions and findings. + Provides… more
- PNC (VA)
- …valued and have an opportunity to contribute to the company's success. As a Field Examiner Senior within PNC's Asset Based Lending organization, you can be based ... of collateral on the Borrowing Base Certificates.Ensures that the Borrowing Base is in- compliance and being managed per the terms and conditions stipulated in the… more
- Federal Reserve Bank (Atlanta, GA)
- …work environment. You will assist/participate/lead in fair lending examinations to assess compliance with the Equal Credit Opportunity Act (ECOA) and Fair Housing ... underwriting, pricing, redlining, Unfair or Deceptive Acts or Practices (UDAP), and consumer complaints. Applicants may be considered at _Associate_ , _Examiner_ or… more
- Federal Reserve Bank (Richmond, VA)
- …(assessing a bank's financial performance and risk to the FDIC insurance fund) and consumer compliance (assessing a bank's compliance with consumer ... money can be lent to organizations in need of funding. The Assistant Examiner Internship Program provides a unique experience to explore SRC's supervision business… more
- Office of the Comptroller of the Currency (Washington, DC)
- …examiners, senior management, bankers, trade associations, external partners, and consumer and community groups rely for addressing complex CRA and fair lending ... Summary As a CRA/FL Compliance Policy Specialist, you will plan and direct...with other agencies, bankers, trade associations and third party consumer and community groups, as appropriate. Provide comments on… more
- JPMorgan Chase (Tampa, FL)
- …for you. As a **Specialty Product Associate - Letters of Credit (L/C) Documents Examiner ** within Trade & Working Capital Operations team at JPMorgan Chase Bank NA, ... operating standards, Customer Service Levels, Industry Rules and with Standards and Compliance + Maintain a client-focused approach, engage team members in best… more
- JPMorgan Chase (Tampa, FL)
- …team for you. As a **Specialty Product Analyst - Commercial LCs Documents Examiner ** within the Trade & Working Capital Operations team at JPMorganChase, you will ... operating standards, Customer Service Levels, Industry Rules and with Standards and Compliance + Maintain a client-focused approach, engage team members in best… more
- KPMG (Chicago, IL)
- **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118209 - 32 **Function:** Advisory **Area of Interest:** **State:** IL ... a career in Advisory. KPMG is currently seeking an Associate/ Senior Associate in Consumer Compliance ... and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner , advisor,… more
- Citizens (Glen Allen, VA)
- …best practices. + Provides regulatory expertise and solutions on complex risk and compliance issues based upon understanding of Consumer Banking business unit's ... Description The Senior Manager of First Line of Defense (1LOD) Risk for Consumer Specialty Operations (CSO) has overall responsibility is to provide risk… more
- KPMG (Washington, DC)
- **Business Title:** Director, Consumer Compliance **Requisition Number:** 118205 - 21 **Function:** Advisory **Area of Interest:** **State:** DC **City:** ... a career in Advisory. KPMG is currently seeking a Director in Consumer Compliance for our Consulting (https://advisory.kpmg.us/) practice. Responsibilities: +… more
- Grant Thornton LLP (Pittsburgh, PA)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... issues + RCM certification and/or former commissioned bank examiner with the FDIC FRB, OCC, or CFPB preferred...Cause Analysis, Reporting, and Issue Validation + Knowledge of consumer protection principles, compliance management systems, … more
- Capital One (Plano, TX)
- …military experience** + **At least 7 years of experience in auditing, financial crimes compliance , corporate or consumer compliance , risk management, or a ... 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager. FCC/ Compliance Audit (Hybrid) **Capital...+ **10+ years of experience in auditing, financial crimes compliance , corporate or consumer compliance ,… more
- Regions Bank (Hoover, AL)
- …into the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards for ... experience in internal audit, external audit, banking, or risk management/ compliance **Preferences** + Professional certification or progression towards one,… more
- Huntington National Bank (Columbus, OH)
- …under CFPB, OCC, FFIEC, and FinCEN. . Experience as a regulatory bank examiner , financial industry compliance professional, or consultant. . In-depth knowledge ... Description Responsible for developing and maintaining various aspects of the Compliance pillar framework including development, maintenance and oversight of the… more
- SMBC (Jersey City, NJ)
- …Program for the Americas (Brazil, Canada and Mexico) + Serves as the examiner -in-charge responsible for all facets of compliance monitoring and testing ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Walmart (Bentonville, AR)
- Position Summary What you'll do **About the team ** Join the Financial Services Compliance team and be a key leader within Financial Crimes Compliance for the ... world's largest retailer. The Manager, Specialty Compliance and Ethics - Quality Assurance role is critical...to leadership for approval + Using influence to guide senior leadership decision-making toward strategic approaches for risk response… more
- Federal Reserve Bank (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection ... engaging regularly with supervised institutions' boards of directors and senior executives, and counterparts at other supervisory agencies; being well-positioned… more
- State of Colorado (Denver, CO)
- …hiring salary will be set commensurate with the successful candidate's qualifications and in compliance with the Equal Pay for Equal Work Act. How To Apply Please ... committed to promoting a fair and competitive business environment in Colorado. Consumer protection is our mission. DORA values and promotes diversity, supporting a… more