- USAA (Phoenix, AZ)
- …how we treat each other. Come be a part of what makes us so special! The Audit Risk and Governance Executive will lead the oversight of USAA's 2nd line Risk ... and confirm the RCSA process. Develops, administers, and oversees a risk -based comprehensive audit program. Provides independent, objective assurance services… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and ... details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global Markets businesses to… more
- Immigration and Customs Enforcement (Miami, FL)
- …implementation and monitoring of the following IHSC directed programs: Accreditation Readiness and Standards Compliance, Quality Improvement (QI), Risk ... for detainees, employees, and visitors, and ensuring emergency preparedness and response readiness of the local clinical team. SUPERVISORY CONTROLS: Incumbent… more
- Defense Logistics Agency (Richmond, VA)
- …intent of the Chief Financial Officers (CFO) Act, Financial Improvement and Audit Readiness (FIAR) Guidance, and Generally Accepted Accounting Principles (GAAP). ... includes: Provide input, direction, and information related to accounting functions, audit readiness activities, and other financial services. Perform studies… more
- Immigration and Customs Enforcement (Florence, AZ)
- …implementation and monitoring of the following IHSC directed programs: Accreditation Readiness and Standards Compliance, Quality Improvement (QI), Risk ... ensures complete and timely reporting of compliance, incident reporting, risk management, quality improvement, environmental health, safety and security,… more
- Morgan Stanley (Baltimore, MD)
- …losses and reporting, manage audits and exams with Compliance and Internal Audit , organize the annual Risk and Control Self-Assessment, and coordinate ... is an important part of our culture. *MS Wealth Management (MSWM) Operational Risk :* Morgan Stanley Wealth Management Operational Risk group is responsible for… more
- Air National Guard Units (Oklahoma City, OK)
- …risk mission areas to identify issues interfering with readiness , economy, efficiency, discipline, effectiveness, compliance, performance, and surety. Utilizes ... (SAVs), Air Force Audit Agency (AFAA), Wing Climate surveys, and Defense Readiness Report System (DRRS), etc., to develop a comprehensive Risk Based Sampling… more
- BeiGene (San Mateo, CA)
- …Analytics, and Innovation is responsible for supporting and maintaining a proactive, risk -based, and phase appropriate approach to GCP, GVP and GLP Quality ... across research and development by providing digitally enabled, data driven, and risk -based tools and processes. **Essential Functions of the Job:** Support and… more
- Drug Enforcement Administration (Arlington, VA)
- …controls and risk management (ICRM) and financial improvement and audit readiness (FAIR) plan programs. Assisting with office administration functions ... Administration Section This position primary purpose is to ensure that compliance risk management processes are in place. Train and communicate compliance risk… more
- JPMorgan Chase (Columbus, OH)
- …& Controls to ensure alignment with Governance policies. + Provide support for Audit , CCOR, and Supervisory requests, inquires, Exams and assessments. Sponsor ... any requirement Issue/AP remediation activity. + Ensure Readiness and Risk Assessment support for Large...**Required Qualifications and Skills:** + 10+ years in Governance, Audit , Controls or Data Science with proven Leadership experience.… more
- Walmart (Bentonville, AR)
- …in developing IT SOX strategies, including defining control frameworks, and SOX audit readiness . Demonstrated people leadership skills, including the ability to ... What you'll do As a member of the InfoSec Risk & Compliance team, you will lead the SOX...compliance with global standards and local market IT statutory audit requirements. This role involves partnering with Global Tech… more
- University of Iowa Community Credit Union (North Liberty, IA)
- … Risk , participates in Consumer Financial Protection Bureau (CFPB) readiness activities.18. Responsible for receiving, processing, resolving, and responding to ... with a minimum of five years of banking, compliance, risk or audit related experience.2. Report to...Excel). Reporting Relationship Reports to Senior Vice President/Compliance and Risk . Supervisory Responsibilities This position is not… more
- Abbott (Westbrook, ME)
- …of the Quality Engineer team in their designated responsibilities. + Responsible for audit readiness support and for data generation for periodic management or ... project manager for change management activities. Supports development to risk assessments around the changes. + Acting as the...Providing support to the operations group, as necessary. + Supervisory Responsibilities + This job has supervisory … more
- Deloitte (Cleveland, OH)
- …requirements. + Work collaboratively with client stakeholders, including compliance, risk management, business operations, field associates, internal audit , ... and process transformations, compliance and regulatory assessments, and compliance readiness initiatives. The industry knowledge and experience which candidates… more
- Kelly Services (Alameda, CA)
- …offering guidance on data integrity and risk management. + Implement Quality Risk Management (QRM) to guide audit planning, audit frequency, and ... compliance across GCP, PV, and GLP functions, ensuring data integrity through risk -based audits and Quality Risk Management (QRM). Key responsibilities include… more
- Morgan Stanley (Honolulu, HI)
- …by overseeing the execution of regular self- audit testing. Proactive with managing Audit Readiness Program in partnership with CBSO, CM, BSOs and SAs to ... limited to, money movement, trade support, operational approvals, and audit prep. The Associate Service Manager must have the...initiatives) * Serve as a resource to Sales, Service, Risk and Home Office partners on behalf of Service… more
- Morgan Stanley (Ponte Vedra Beach, FL)
- …by overseeing the execution of regular self- audit testing. Proactive with managing Audit Readiness Program in partnership with MBSO, ME, BSOs and SAs to ... limited to, money movement, trade support, operational approvals, and audit prep. The Associate Service Manager must have the...initiatives) * Serve as a resource to Sales, Service, Risk and Home Office partners on behalf of Service… more
- Lilly (Indianapolis, IN)
- …requirements and quality content for business processes. + Consults in assessment of risk , audit planning and quality plans. + Ensures appropriate controls are ... relevant systems. + Consults and facilitates audits and management of associated audit observations for the business and related TPOs. + Evaluates business metrics… more
- Ameren (St. Louis, MO)
- …ensures timely revision of documents and availability of evidence for regional audits, NERC readiness evaluations, and pre and post audit reports. + Develops and ... applicable requirements for compliance. + Takes leadership in Ameren's internal readiness audits for Ameren. Provides organization structure and tracks required data… more
- Cherry Bekaert (Vienna, VA)
- … experience** + **Strong knowledge: OMB Circular/Uniform Guidance, SEFA preparation, single audit readiness ** + **Track record of or interest in business ... **Prior work/support in foundations and/or endowments** + **Experience performing external audit , consulting, or accounting and finance function with minimum 3 years… more