• AVP, Compliance & Licensing

    SitusAMC (Columbia, SC)
    …Vendor Management team to report any issues to the Head of Compliance. _Special Projects/ Ad Hoc Support_ + Support General Counsel on various research projects, ... Support enforcement of compliance tracking and obligations for Registered Investment Advisor entities. + Support vendor management in due diligence request… more
    SitusAMC (07/23/24)
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