- Bank of America (Charlotte, NC)
- CFO Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... Description:** This job is responsible for contributing to the Compliance and Operational Risk team...and across the company. **Role Overview:** The CFO COR Specialist is responsible for executing activities to provide independent… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- TD Bank (Charlotte, NC)
- …Crime Risk Management **Job Description:** The Senior AML Financial Crime Risk Specialist role leads the development of enterprise programs including ... field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders...bodies related to accountabilities, to determine level of BSA/AML compliance + Maintains a culture of risk … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... exam management, risk models and data analysis, operational risk management, and guidance on procedures,...compliance , safety & soundness, and industry rules. The Specialist will act as a key liaison between Global… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to ... Sanctions Risk Specialist - Global Economic Sanctions...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas;...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Bank of America (Charlotte, NC)
- …Laundering (GB & GM AML) organization and program. This role requires a strong operational risk and compliance background, and understanding of AML ... Senior Risk & Business Control Specialist Charlotte,...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Business Accountability Specialist to provide risk committee support within the CTO including key processes… more
- US Bank (Charlotte, NC)
- …**Job Description** US Bank National Association is seeking the position of TPRM Risk Oversight Specialist . Based on interagency (OCC, FRB, FDIC) guidance on ... products/services, systems, and associated risks/controls + Thorough knowledge of Risk / Compliance /Audit competencies + Strong analytical, process facilitation… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Supports the development and execution ... Risk Management Sr Specialist Charlotte, North...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible ... relationship with their assigned Line of Business, Legal, and other Risk / Compliance /Audit professionals. + Collaborate with other stakeholders to identify,… more
- Bank of America (Charlotte, NC)
- …automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line ... Sampling & Test Development Specialist II Charlotte, North Carolina **Job Description:** At...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- Bank of America (Charlotte, NC)
- …and escalating defects, preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit ... Testing Specialist II - Senior Mortgage Underwriter Charlotte, North...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... return reporting and preparation experience + 2+ years of Operational Risk and Control Management experience +...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (Charlotte, NC)
- …monitoring can be developed. + This role also entails partnering effectively with Global Compliance Operational Risk (GCOR), as well as various horizontal ... pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers...+ Quality Assurance + Reporting **Sampling & Test Development Specialist II** Team Overview: Global Risk Analytics… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... that support business strategies making decisions on matters with financial impact and risk + The Senior Securities Operations Specialist will own the End… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona; Dallas,...and operational risks in alignment with the Compliance and Operational Risk Management… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more