- City of New York (New York, NY)
- …falls under the purview of the Office of the Deputy Commissioner. The Senior Director of Compliance and Quality Assurance (CQA) will direct the activity of ... fairly, efficiently, and transparently to instill public confidence and encourage compliance while providing exceptional customer service. Property Valuation and Tax… more
- KPMG (New York, NY)
- **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...a career in Advisory. KPMG is currently seeking a Director in Consumer Compliance for our Consulting… more
- KPMG (New York, NY)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 119862 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...eight (8) years of related work in a regulatory compliance and/or risk management function, capital markets … more
- S&P Global (New York, NY)
- …Compliance_** **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking...from the business with regards to eTrading. + Review market abuse alerts related to eTrading business. + Represent… more
- City of New York (New York, NY)
- …to hire one (1) Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will: Under the general direction of ... the Senior Director , Contract Monitoring and Compliance unit and with wide latitude for independent judgment, action and initiative, the Director is… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... is seeking to recruit one (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will: - Oversee the DVS Contracts and… more
- Citigroup (Jersey City, NJ)
- …including 10+ years' managerial experience of large teams + Extensive global markets compliance and audit related experience (Equities and Spread products ... assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the engagement with… more
- SMBC (Jersey City, NJ)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + ... validation, and tuning / optimization; + Build, enhance or localize compliance programs including risk assessments, KYC, policies, procedures, internal controls, and… more
- Danaher Corporation (New York, NY)
- …lives with diagnostic tools that address the world's biggest health challenges. The Senior Director of Medical Safety and Compliance will lead the Medical Safety ... to provide timely medical and clinical consultation and review for pre- and post- market risk assessments, medical review, and adverse event reporting. This role is… more
- KPMG (New York, NY)
- …your future as we are, join our team. KPMG is currently seeking an Associate Director , Ethics & Compliance Program Management & Governance to join our Ethics & ... **Business Title:** Associate Director , E&C Program Management & Governance **Requisition Number:**... Compliance team. Responsibilities: + Enhance and produce, in consultation… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13298/associate- director %2c-student-health- compliance ... and working environments for our students, staff, and faculty. Manage key compliance and administrative operations functions of the Student Health Center (SHC).… more
- SMBC (Jersey City, NJ)
- …across multiple entities and business lines. This role will report into the Director of Compliance Governance. **Role Objectives** + Support development of the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SCI Shared Resources, LLC (New York, NY)
- …company expectations; and local, state, or federal laws. As the licensed Funeral Director , responsible for the compliance with all mortuary, health, and vital ... statistics regulation compliance within the funeral establishment(s). **JOB RESPONSIBILITIES** Arrangements Conference...charity events to represent and promote the location or market . General + Works under general guidance. New associates… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role...in the financial sector. + Good understanding of financial markets , ideally with experience related to indices and the… more
- Trexquant Investment (Stamford, CT)
- …as PF, 13F etc.) + Reports to the CCO and works closely with the Compliance Director , Corporate Counsel and technology teams. Requirements + 4-8 years of prior ... trade our client assets in global equity and futures markets . With locations in the US, China and India,...join our team and become a manager of platform compliance for a systematic investment firm (for private funds)… more
- City of New York (New York, NY)
- …works under the direction of the Assistant Commissioner and works closely with the Director of Personnel to ensure compliance with agency policies and data ... NYC Department of Design and Construction seeks a Deputy Director , Office of Management and Budget (OMB) Data Unit....for inquiries from OMB and other senior staff. 5. Compliance and Performance Management: - Ensure compliance … more