- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance Testing… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis… more
- American Express (New York, NY)
- …and residual risk. The Corporate Functions Control Management team is looking for a Manager of Risk ID, Assessment & Testing focused on ensuring control ... multiple partners across numerous business units, functional areas, and geographies. **The Manager , Risk ID, Assessment & Testing will:** + Provide additional… more
- Meta (New York, NY)
- …other than English, and ~90% are outside of North America. As an International Testing Program Manager , you will closely collaborate with stakeholders across the ... and are relevant to the regions traditions. **Required Skills:** Program Manager , International Testing Responsibilities: 1. Design and implement scalable… more
- NYU Rory Meyers College of Nursing (Brooklyn, NY)
- Position Summary For Testing Purposes Only The Senior Administrative Manager is responsible for departmental financial and organizational operations and serves ... in a deadline driven environment and manage multiple priorities. Additional Information For Testing Purposes Only In compliance with NYC's Pay Transparency Act,… more
- Scotiabank (New York, NY)
- … compliance policies and procedures. + Assist with inquiries from Internal Audit and Compliance Testing . + Serve as a compliance resource and respond to ... Manager , Investment Management Compliance **Requisition ID:**...identifying efficiencies and areas for improvement within the existing compliance program, testing of processes and controls… more
- Grant Thornton (New York, NY)
- …institutions of various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, compliance training, ... As a Regulatory Compliance Risk Manager , you will get...and final report + Manage engagement activities including transactional testing , policy, and procedure review, meet preparation, walkthroughs, etc.… more
- Deloitte (New York, NY)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Manager , you will work within an engagement team and… more
- City National Bank (New York, NY)
- *BUSINESS CONTROLS MANAGER - TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE OPPORTUNITY? This 1LOD role, within Technology & Innovation, will support the ... Compliance Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting and governance, compliance … more
- Meta (New York, NY)
- **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines. You ... exception management, and governance & reporting. **Required Skills:** Privacy Risk and Compliance Manager Responsibilities: 1. Provide guidance and second line… more
- DoorDash (New York, NY)
- …experienced program manager to help us jumpstart our legal compliance program. This high-visibility, high-impact role will require close partnerships with legal, ... of offerings and products. About the Role As a compliance -focused program manager , you will help build,...while enabling business objectives. + Lead initiatives to automate compliance processes such as risk assessments, control testing… more
- Robert Half Finance & Accounting (New York, NY)
- …client, a well-established and highly successful Broker Dealer firm, is seeking a skilled Compliance Manager to join their team. This key role works to ensure ... and risk teams. Key Responsibilities: - Overseeing Consolidated Audit Trail (CAT) compliance and ensure timely regulatory filings. - Testing order handling,… more
- Amazon (New York, NY)
- …and industries. Unlock your career potential. We are seeking a Security Risk Manager from diverse backgrounds, who are creative problem solvers and passionate about ... both user experience and security while meeting internal and external standards and compliance requirements. In this role, you will work across many stakeholders to… more
- Scotiabank (New York, NY)
- …escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address ... Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a… more
- Capital One (New York, NY)
- …Help answer the question 'Are we following the law?' through envisioning a product for compliance testing . + Perform new feature discovery for a large internal ... (22130), United States of America, New York, New York Manager , Product Management - Compliance Tester Experience...testing group program representing the DA experience while working… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Director, Compliance Transformation Project Manager oversees and manages Compliance ... and maintaining effective communications and reporting. The successful Director, Compliance Transformation Project Manager possesses demonstrated and applicable… more
- Amazon (New York, NY)
- Description Amazon's Transportation Risk & Compliance (TRC) team provides a framework for Amazon's transportation programs to identify and manage risk in a rapidly ... to perform independent and objective assessment of risks and testing of the controls embedded in Amazon business partners'...negative surprises. We are looking for an experienced Risk Manager to join our Global Risk Management (GRM) team.… more
- MUFG (Jersey City, NJ)
- …risk. Control testing is an integral part of the bank's compliance with policies and standards, identifying whether controls are operating as intended to ... associated risk. **RESPONSIBILITIES** + Support the execution and documentation of ITGC testing for in-scope processes across technology and First Line of Defense… more