• Compliance Monitoring & Testing

    SMBC (Jersey City, NJ)
    …**Role Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP ... more
    SMBC (02/01/25)
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  • Internal Audit, Vice President

    MUFG (New York, NY)
    …and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer , Volcker and FINRA, SEC and NASD rules. + Experience working with ... more
    MUFG (01/24/25)
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  • Liquidity Risk Oversight Manager

    SMBC (New York, NY)
    …Risk Management Department Americas Division (RMDAD) has an opening for an Associate/ Vice President in the Liquidity Risk Management Group. This position ... more
    SMBC (02/06/25)
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