• Compliance Monitoring & Testing

    SMBC (Jersey City, NJ)
    …**Role Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP ... more
    SMBC (02/01/25)
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  • Internal Audit, Vice President

    MUFG (New York, NY)
    …and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer , Volcker and FINRA, SEC and NASD rules. + Experience working with ... more
    MUFG (01/24/25)
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  • Liquidity Risk Oversight Manager

    SMBC (New York, NY)
    …Risk Management Department Americas Division (RMDAD) has an opening for an Associate/ Vice President in the Liquidity Risk Management Group. This position ... more
    SMBC (02/06/25)
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  • Internal Audit - Compliance

    Mizuho Corporate Bank (New York, NY)
    …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York ... more
    Mizuho Corporate Bank (02/04/25)
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