- USAA (Plano, TX)
- …of what makes us so special! **The Opportunity** As a Director of Compliance and Operational Risk Testing - IT, you will have oversight of the second ... security portion of the annual Enterprise Compliance & Operational Risk Testing (ECORT) plan. Successful candidates will possess deep… more
- USAA (Plano, TX)
- …be a part of what makes us so special! As a dedicated Compliance and Operational Risk Testing Analyst II within 2nd line of defense, you will perform ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Wells Fargo (Irving, TX)
- …resolution and challenging conversations + Prior testing experience in Internal Audit, Compliance , Operational Risk or Front-Line control testing + ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Plano, TX)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; Plano, Texas **Job Description:** ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- Bank of America (Plano, TX)
- EAC Compliance & Operational Risk Manager- Enterprise Data Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Plano, Texas **Job Description:** ... plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results...experience **Role Responsibilities** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Citigroup (Irving, TX)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... contributor position accountable for end-to-end call listening controls monitoring & testing design - ie, operational controls performance assurance/ testing… more
- Citigroup (Irving, TX)
- …and regional MCA teams. The position requires a solid conceptual/practical grounding in both Operational and Compliance Risk Management as well as current ... of Citi's MCA Program by driving compliance to Policy, Procedures. The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth… more
- Citigroup (Irving, TX)
- …- Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk Manager + ORM Risk Category Owners (eg, Fraud, Tech & ... appropriate action to establish Path to Green or effective remediation. + Independently lead Operational Risk Targeted Reviews, Control Testing , and Risk … more
- USAA (Plano, TX)
- …Fraud Claims, , wires, and ACH detection - Required + 10+ Years of Enterprise Operational and/or Compliance Risk Experience Required + 10+ Years of Second ... so special! **The Opportunity** We are seeking a Bank Operational Risk Principal. The right candidate will...measurement, process, risk and control analysis, and risk management coverage plan (monitoring, assessment, and testing… more
- JPMorgan Chase (Plano, TX)
- …be best-in-class. As a Cybersecurity Operational Lead, you will work within the Compliance , Conduct, and Operational Risk (CCOR) team to collaborate with ... As part of Risk Management and Compliance , you are...vulnerabilities and emerging technologies + Perform independent assessments of operational risks though operational risk … more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- US Bank (Dallas, TX)
- …risks/controls + In-depth knowledge of and experience in technology risks and controls testing + Thorough knowledge of Risk / Compliance /Audit competencies + ... the CDP "A" List for climate change action. **THE ROLE:** The Senior Manager, Operational Risk Review Technology partners with Senior to Executive Leaders in… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... + Oversee development of, and completion of, engagement and testing activities + Manage and minimize engagement risk...OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory… more
- Wells Fargo (Irving, TX)
- …risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues. + Create a culture of ... key finance applications and tools + Experience in Audit, Compliance , Risk and Testing +...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- USAA (Plano, TX)
- …risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities + Executive-level knowledge of industry-related regulatory requirements, and operational risk concepts + Demonstrated ability to successfully… more
- USAA (Plano, TX)
- …Risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk ) and regulatory examiners to ... responsibilities. + Executive-level knowledge of industry-related regulatory requirements, and operational Risk concepts + Demonstrated ability to successfully… more
- Huron Consulting Group (Dallas, TX)
- …of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance . Within the Enterprise ... to clients: * Risk Governance Framework * Risk Organizational Design * Control taxonomy and testing...+ **Policy and Governance** : Design, review, and enhance risk policies and governance structures to ensure compliance… more