- US Bank (Irving, TX)
- …excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Auditor is primarily responsible for completing audit engagement assignments ... with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and analyze… more
- Capital One (Plano, TX)
- …(CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant ... United States of America, Plano, Texas DART Experienced Sr. Auditor , FCC/ Corporate Compliance (Hybrid) **Capital One's...that provide input to the annual audit plan. The Senior Auditor will be responsible for maintaining… more
- Bank of America (Dallas, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Auditor - Economic Sanctions Wilmington,...Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and… more
- USAA (Plano, TX)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** , you'll execute, identify problems and resolutions for risk-based ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for audit engagements throughout the...internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- US Bank (Dallas, TX)
- …processes and ensure a successful transformation. The Corporate Audit Services (CAS) Senior Auditor is primarily responsible for completing audit engagement ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- US Bank (Irving, TX)
- …within Europe and the support areas (HR, Risk Management, Finance). The Senior Auditor is primarily responsible for completing audit engagement assignments ... with supervision from audit team management. The Senior Auditor is expected to understand risk...+ Knowledge of applicable laws, regulations, financial services, and regulatory trends that impact assigned line of business. +… more
- USAA (Plano, TX)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** you will lead and execute technology and information/cyber security ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for IT/IS audit engagements throughout...external audits within IT/IS, and applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Wells Fargo (Addison, TX)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team (FiCAT) provides horizontal ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Deloitte (Dallas, TX)
- …clients on process efficiency, fraud detection, operational quality, internal control and regulatory compliance , we help to reveal greater insights for improved ... IT Internal Audit Senior Consultant A truly effective internal auditing capability...processes, internal control risk management, IT controls, and related regulatory and compliance standards - both generally,… more
- US Bank (Dallas, TX)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- US Bank (Irving, TX)
- …Description** + Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. +… more
- Capital One (Plano, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)** + ... 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager. FCC/ Compliance Audit (Hybrid) **Capital...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- KPMG (Dallas, TX)
- …and soundness regulations, (such as a compliance manager and/or officer, auditor , examiner, advisor, consultant, or regulatory counselor) at a large ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:**...Minimum three year of recent experience in financial services regulatory compliance with a focus in consumer… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst to join our Enterprise...Finance responsible for testing business process controls covering financial, regulatory , and non-financial reporting risks. ` **In this role,… more
- USAA (Plano, TX)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... regulations + Experience testing Second Line of Defense Compliance and Compliance Testing functions, complaints, and regulatory change management. + … more
- Deloitte (Dallas, TX)
- Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN) Do you have a focus on compliance with ... analyst on the team, you'll promote and monitor compliance with auditor independence rules and regulations...firms + Prior public accounting (Big 4), consulting, or regulatory compliance experience A demonstrated ability to… more
- Bank of America (Dallas, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- Baylor Scott & White Health (Dallas, TX)
- …internal control concepts, principles, and techniques. - Knowledge of healthcare compliance practices and regulatory requirements preferred. - Excellent written ... focused on monitoring risks, establishing controls, safeguarding assets, and ensuring compliance with all applicable laws and regulations. Directs and coordinates… more
- Federal Reserve Bank (Dallas, TX)
- …for having oversight of the District's financial and entity-level Sarbanes-Oxley (SOX) compliance and Enterprise Risk Management. The Manager will be accountable for ... and results of the team, including the ongoing risk and SOX compliance -related responsibilities at the Federal Reserve Bank of Dallas. This position manages… more
- Wells Fargo (Irving, TX)
- …to enable scalability of the firms' IT infrastructure + Ensure robust regulatory compliance , risk management, through the implementation of Global Capacity ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more