- SMBC (Jersey City, NJ)
- …with relevant stakeholders, ensure internal procedures for the governance of issues management , ensuring that all relevant Compliance issues are tracked ... is meeting IAD expectations and timelines and provide consistent messaging to Compliance management . + Ad-hoc special projects as assigned by Compliance… more
- Callen-Lorde Community Health Center (New York, NY)
- DIRECTOR , COMPLIANCE AND RISK MANAGEMENT Job...for LGBTQ+ health issues . About the Role: The Director of Compliance and Risk Management ... from exposure to potential risks. Key Responsibilities: As the Director of Compliance and Risk Management...on time. Maintain stamina and persevere when faced with issues or obstacles. + A track record of building… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management ... of AML training + Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as… more
- City of New York (New York, NY)
- …to ensure operational performance and contractual compliance . Collaborate with the Director of the Budget Management unit, in monitoring, tracking, and ... Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will:...Review and Corrective Action Plans for the resolution of compliance issues in a timely fashion, by… more
- Citizens (New York, NY)
- …relationships, the Privacy Director will foster an open and honest risk management and compliance culture within Citizens. This includes setting strategy for ... Description The Compliance Privacy Director , you will lead... issues . Required Skills/Experience: + 8+ years risk management & Compliance experience from working in… more
- KPMG (New York, NY)
- …and regulatory publications, writing professional articles, and speaking about current compliance issues at external seminars Qualifications: + Minimum of ... **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205...and state regulators, and implementation and/or operation of risk management practices to prevent, detect, and/or remediate non- compliance… more
- ADP (Roseland, NJ)
- **ADP is hiring a** **Sr. Director ,** **Human Capital Management ** **Counsel/ Compliance ** ADP Legal's Human Capital Management (HCM) Team is responsible ... & Technology team and ADP's business units. The Senior Director will be an integral member of the HCM...support global payroll. + Provide advice and guidance regarding compliance issues that arise in the business… more
- Cushman & Wakefield (New York, NY)
- … | Americas Compliance **Job Description Summary** The Americas Regional Compliance Director will join a developing, dynamic, and talented Global Ethics ... team and advise the business on relevant ethics and compliance topics and issues . LATAM experience is...the program. + Help the business integrate Ethics and Compliance into its daily management and strategic… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Diversity **POSITION DETAILS** Hostos Community College is seeking to fill the position of Associate Director of ... and other evidence that has been gathered. The Associate Director of Compliance and Diversity will be...Dean of Students Office regarding student complaints and other issues . - Attend meetings and coordinate with University offices… more
- S&P Global (New York, NY)
- …Solutions encompass comprehensive services that span client reference data collection and management , client lifecycle management , regulatory compliance , and ... document management . + **Regulatory Solutions** : Improves compliance and standardizes processes using advanced assets and outreach services that facilitate the… more
- City of New York (New York, NY)
- …The Bureau of Human Resources is seeking an Administrative Manager, NM/L-III ( Director , Office of Compliance Services) to perform the following duties. ... the Department of Investigation (DOI) background check, residency and employment authorization compliance -Responding to oversight agency on issues pertaining to… more
- City of New York (New York, NY)
- …efforts with the Agency divisions, other HR Units, and external partners on compliance issues , background checks and medical clearances. Keeping up to date ... The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management … more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of… more
- City of New York (New York, NY)
- …falls under the purview of the Office of the Deputy Commissioner. The Senior Director of Compliance and Quality Assurance (CQA) will direct the activity of ... fairly, efficiently, and transparently to instill public confidence and encourage compliance while providing exceptional customer service. Property Valuation and Tax… more
- NBC Universal (New York, NY)
- …compliance risks. + Manage the incident response process for privacy and compliance issues , coordinating with internal teams for swift resolution and ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations...Privacy Tech Operations will oversee the development, implementation, and management of both privacy and compliance programs,… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial,… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. ... Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business. + Supporting… more
- SMBC (New York, NY)
- … team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the ... or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer… more