- Bank of America (Lawrenceville, GA)
- Financial Solutions Advisor - Registered Candidate - Consumer Investments - Lawrenceville Financial Center Lawrenceville, Georgia **Job ... to make a difference. Join us! **Job Description:** The primary role of the Financial Solutions Advisor Stage I - Registration Candidate is to acquire the… more
- Morgan Stanley (Alpharetta, GA)
- …goals; financial planning; financial products; Financial services; Financial Solutions Advisor ; FINRA; Alpharetta, GA; helping clients; Inside ... and growing an existing book of Morgan Stanley relationships. As a*Virtual Client Financial Advisor - Alpharetta, GA*,your primary focus is to help clients… more
- Edward Jones (Dawsonville, GA)
- **Job Overview** If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors ... wealth, estate strategies, funding education and more. As a financial advisor with Edward Jones, you'll develop...our comprehensive training program? + Delivering personalized investment and financial solutions to your clients? + Taking… more
- Edward Jones (Marietta, GA)
- …are highly visible members of the client team, working under the leadership of a financial advisor . You thrive in an inclusive team environment, are a continuous ... making an impact to change lives. You and your financial advisor will complement each other to...understanding of legal and regulatory requirements related to selling financial solutions + Critical thinker, problem solver,… more
- Thrivent Financial (Atlanta, GA)
- …to skillfully navigate advice-led conversations, identify client needs, and present tailored financial solutions will be vital to our continued success. By ... 90 days of hire/transfer. + Eligibility to be securities registered and insurance licensed in all 50 states +...500 company that offers a full range of expert financial solutions , serving more than 2 million… more
- JPMorgan Chase (Marietta, GA)
- …with our clients to offer the best investment solutions to meet their financial needs. As a Private Client Advisor in Chase Wealth Management, you will ... and skills** + At least 2 years in a Financial Advisor role or equivalent financial...are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor , member of… more
- Morgan Stanley (Atlanta, GA)
- …Review and take appropriate action on client account alerts *OTHER* * Partner with Financial Advisor (s) in developing a business plan and delivering against a ... documentation remains current * Identify and assist with Firm services and solutions that support clients' needs including banking products and services and secure,… more
- Manulife (Atlanta, GA)
- …solutions that are aligned with the company key decision makers, the financial advisor and John Hancock. **Responsibilities** + Establish and maintain ... and working with them to add John Hancock's retirement solutions to their respective product offerings. The ISC works...relationships with Financial Advisors and Registered Investment Advisors. +… more
- HUB International (Atlanta, GA)
- …+ Bachelor's degree. JD a plus. + Relevant compliance experience with a Registered Investment Advisor , including at least 5-7 years supporting a compliance ... monitoring and enforcing appropriate policies and procedures. + Fluent in all SEC- registered investment advisor rules and regulations, including the Investment… more
- Guardian Life (Atlanta, GA)
- …while supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose, priorities, and ... various partners. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules...(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience… more
- State of Georgia (Gwinnett County, GA)
- …of teaching experience in a nursing education program leading to initial registered nurse licensure. Faculty must be credentialed to satisfy all regulatory agencies ... in an educational setting as a medical surgical or mental health registered nurse/or hospital setting. Experience in nursing simulation is a plus. Experience… more
- Ascensus (Atlanta, GA)
- …Ascensus company, helps employers offer their associates a more secure financial future through retirement plans, insurance and consulting services. Newport offers ... comprehensive plan solutions and consulting expertise to plan sponsors and the...to ensure retention + Works with Plan Sponsors, Brokers, Registered Investment Advisors, Trust Companies and other Third-Party Vendors,… more