- Truist (Atlanta, GA)
- …to other Compliance Officers and Analysts. 10. Conduct electronic communication surveillance of the broker dealer and swap dealer activities as well as ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- HUB International (Atlanta, GA)
- …visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively ... program, including: + Using a risk-based approach, conduct ongoing compliance reviews and surveillance to evaluate and test for compliance with applicable… more