- Citigroup (Tampa, FL)
- …challenge Business/Function management and escalate issues when appropriate to prompt identified compliance or operational risk reporting and remediation. + ... Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may... Compliance laws, rules, regulations, risks, and appropriate controls + Demonstrated ability to analyze operational risk… more
- Citigroup (Tampa, FL)
- …design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws ... Responsible for performing risk analysis, influencing metric design, executing controls , overseeing compliance dashboards, and challenging risk … more
- USAA (Tampa, FL)
- …levels of leadership/partners and executive members. + 3+ years of experience with Compliance Risk Reporting . + Deep understanding of database management ... as Enterprise Compliance data SME to steward Compliance Risk Report, and providing guidance on...needs to system data requirements. + Experience with establishing controls to ensure reporting accuracy and quality.… more
- Citigroup (Tampa, FL)
- …the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws ... Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of… more
- Citigroup (Tampa, FL)
- …the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws ... Serves as a compliance risk officer for Independent ...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and develop mitigation strategies. + Keen attention to detail to ensure accuracy and compliance in risk assessments and reporting . **Ability to** + Author ... + Liaise with Regulators and internal stakeholders (eg Legal, Compliance ) to ensure timely reporting and resolution... Risk policies and procedures. + Infrastructure design, risk controls and segregation of duties **Skill… more
- MUFG (Tampa, FL)
- …, enhance control language, and develop/maintain test scripts that validate controls are being performed in compliance with bank policies, procedures, and ... testing is an integral part of the bank's compliance with policies and standards, identifying whether controls...years of experience in IT risk and controls performing audit and control checks or… more
- Citigroup (Tampa, FL)
- …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years ... Our Franchise: Drives Results, Uses Sound Judgment, Innovates and, Manages Change, Manages Risk and Control , Pursues Learning and Self Development + Builds and… more
- Citigroup (Tampa, FL)
- …risk governance across all relevant businesses, functions and key Risk and Control areas within COO that enable compliance with the Citi Enterprise ... + Performing the risk identification, management, and reporting activities that enable compliance with the...and maintain strong working relationships with Business & Function Risk Control Leads as well as with… more
- JPMorgan Chase (Tampa, FL)
- …gaps, and recommend enhancements to strengthen risk posture and regulatory compliance + Preparing monthly governance committee reporting materials on the ... industry regulatory requirements + Proficient knowledge and expertise in data security, risk assessment & reporting , control evaluation, design, and… more
- Citigroup (Tampa, FL)
- …leadership leveraging source data from across Citi's environment to produce risk and controls reporting for control forums and BRCC. The role reports to ... files capable of supporting Qlik Sense and traditional PowerPoint reporting + Deliver Quality Control of teammates'...experience in data analytics / data science, ideally in Risk , Compliance , Legal or other control… more
- Citigroup (Tampa, FL)
- The Head of Global Governance and Risk Controls will join the Detection & Customer Insights (DCI) Team, reporting to the Global DCI Head in the AML Function ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 15+ years… more
- Citigroup (Tampa, FL)
- …will report to the Controls Control Assessment Team Leader, with ICRM Controls Risk Assessment and Control Design (RACD) team. It is an ... of Defense (2LoD) Testing Utility (STU), aligned to Independent Compliance Risk Management (ICRM) and Independent ...internal and external deliverables across the STU. The ICRM Controls - Control Assessment Officer will be… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (Tampa, FL)
- …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications** : + 6-10 ... level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The… more
- Citigroup (Tampa, FL)
- …escalation of issues; establishing predictive controls ; executing on Basel Risk & Control ; reviews deliverables, partnering with key stakeholders including ... Internal Audit, Compliance , Risk , and other control ...responsible for driving projects to strengthen the Global Financial Controls - Risk & Control … more
- Citigroup (Tampa, FL)
- …**Qualifications:** + 2-5 years relevant experience + Experience in working with the various risk and control systems and reporting requirements + Project ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy… more
- Citigroup (Tampa, FL)
- …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively ... Control Assessment & Testing Head within the COO's Controls Testing Utility on an interim basis and will...monitoring and testing tools. This includes the execution of control assessment processes, results reporting , and insight… more
- MUFG (Tampa, FL)
- …and external compliance examinations + Experience evaluating process documentation, risk , and control assessments and designing/executing test scripts + ... more details. RESPONSIBILITIES + Assessment of processes, risks, and control environment. + Issue Management lifecycle reporting ...+ Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) +… more
- Citigroup (Tampa, FL)
- …Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more