- JPMorgan Chase (New York, NY)
- …passion for fostering a strong risk and control culture? As a Vice President in Business Control Management, you'll identify and escalate issues, collaborate ... on our risk management strategies. As a Vice President in Business Control Management, you...financial services with a background in controls, audit, quality assurance , operational risk management, or compliance… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness… more
- Citigroup (New York, NY)
- …stakeholders, and contribute to the organization's long-term success. **About the Role** The Vice President (Financial Solutions Lead Analyst) will be a key ... enterprise. The successful candidate will possess deep expertise in financial solutions, risk management, and quality assurance and will work collaboratively… more
- JPMorgan Chase (New York, NY)
- …Skills, and Capabilities:** + 7 years of experience in controls, audit, quality assurance , risk management, or compliance . + Experience in designing ... work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:**… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. The Vice President role within Internal Audit is responsible for leading assurance ... convey significance and impact on risk and/or risk management practices. + Maintain compliance with... and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry… more
- Citigroup (New York, NY)
- …success. We are seeking a highly experienced and motivated Senior Vice President to join our Quality Assurance , Testing, and Validation (QATV) team within ... years of experience in financial services, with a strong background in quality assurance , testing, regulatory compliance , or risk management. + Comprehensive… more
- Citigroup (Jersey City, NJ)
- …**Qualifications:** + 10+ years work experience in related control discipline (ie, Risk Management, Compliance , Audit). + Excellent communication skills required ... you to apply! Our people make all the difference in our success. The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest… more
- TD Bank (New York, NY)
- …of model specifications, methodologies, analytics, processes, and results. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $120,000 - $250,000 USD TD is committed to providing fair… more
- MUFG (New York, NY)
- …the Internal Audit function is responsible for executing independent, objective assurance and consulting activities designed to assess and evaluate the effectiveness ... of the Bank's governance, risk management and control processes. It reports to either a VP , Audit Lead or a Director, Sr. Audit Lead. This role includes, but is… more
- MUFG (Jersey City, NJ)
- …and procedures. + Serve as a trusted partner to business, operations, development, risk and compliance teams providing database security subject matter expert ... Systems Auditor (CISA), Certified Ethical Hacker (CEH), Certified in Governance, Risk and Compliance (CGRC), formerly Certified Authorization Professional [CAP],… more
- SMBC (New York, NY)
- …with colleagues in other IT application and control functions including legal, compliance , data security and risk management to promote front-to-back ... coverage of IT application work and present ideas for improvement. * Facilitate risk issue tracking to promote timely remediation. * Perform issue assurance … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of… more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage...Maintain standard issues management (IM) templates + Provide quality assurance (QA) and reports on OpenPages issues + Engage… more
- Citigroup (New York, NY)
- …Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including ... directs the timely delivery of high quality, value added assurance and audit reports for a portfolio of business...the established IA teams responsible for coverage of Franchise Risk & Strategy, Technology and risk to… more
- NatWest Markets (Stamford, CT)
- …first and second lines of defence. The role is an effective part of the Compliance Assurance testing program and will be responsible for monitoring and carrying ... key controls that are in place to mitigate the risk of non- compliance are in place and...**Key Responsibilities:** + Support and implement the NWM, US Compliance Assurance Monitoring and Testing Plan. +… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... and technology adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to… more
- JPMorgan Chase (New York, NY)
- …7+ years of financial services experience in controls, information security, audit, quality assurance , risk management, or compliance + Bachelor's degree or ... for D&A products and platforms. As an Control Manager Vice President within the Chief Data &... and controls and ensure adherence with the firm's Compliance & Operational Risk Evaluation (CORE) Program.… more
- Mount Sinai Health System (New York, NY)
- …Management - MSH, Mount Sinai Hospital **Responsibilities** + Responsible to the System Vice President of the Mount Sinai Health Emergency Management Department. ... order to enhance overall system preparedness thus minimizing the risk of Mount Sinai Health System operations disruption and...Strategic Plan. + At the direction of the MSHS Vice President of Emergency Management, the Senior… more
- Mizuho Corporate Bank (New York, NY)
- …Audit Division (IAD). Summary Internal Audit seeks a candidate to fill an Assistant Vice President role for the Compliance area. The candidate should ... IADA's mission is to act as an independent, objective assurance and consulting function, designed to add value and...relevant work experience, including internal auditing or external auditing, risk management, and compliance . + Demonstrates a… more
- Molina Healthcare (Yonkers, NY)
- …the appropriate approvals and escalations are achieved. Coordinates with Associate Vice President , Special Investigations Unit, Regulatory Operations (AVP- SIU) ... plans and internal functional teams to assure a smooth workflow exists, quality assurance measures are designed and monitored, appropriate hand offs are adhered to,… more