- Bank of America (Dallas, TX)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- USAA (Plano, TX)
- …Come be a part of what makes us so special! **The Opportunity** As a dedicated ** Director , Audit IT** , you will manage the planning, execution and oversight of ... the USAA Board of Directors. + Provides effective challenge and approval of audit engagement scoping, planning, fieldwork, and reporting . Provides insight in… more
- JPMorgan Chase (Plano, TX)
- …an Executive Director , Expert Practice Lead with a deep background in audit , regulatory and industry risk assessments to join our growing Technology Risk ... enhance industry compliance. As a Tech Risk & Controls Director in Cybersecurity and Technology Controls, you will play...control implementation to mitigate regulatory risks. Monitor regulatory trends and audit findings to proactively… more
- US Bank (Dallas, TX)
- …Other is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director . This role supports the ... Audit Director and Senior Audit Director , in providing the Audit... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,… more
- Charles Schwab (Westlake, TX)
- …for regulatory agency interactions, Board and Executive Management reporting , and general relationship management. Internal Audit activities are ... control practices. In addition, Fraud and Conducts audits are performed in accordance with regulatory requirements. Reporting to the Director (PL) of the… more
- Baylor Scott & White Health (Dallas, TX)
- JOB SUMMARY Director Billing, Regulatory , and Provider Coding Compliance is responsible for planning, developing, and enforcing compliance programs for Baylor ... verifies that compliance deficiencies have been corrected. Provides key support and regular reporting to the Audit and Compliance Committee of the BSWH Board.… more
- Citigroup (Irving, TX)
- The Audit Director is a senior level management...+ Contribute to the delivery of reports and oversee audit 's coverage and reporting on common high risk ... area, at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other… more
- Capital One (Plano, TX)
- …experience + At least 5 years professional experience in compliance, legal, audit , project management, finance or regulatory experience the financial services ... 5 (31065), United States of America, Plano, Texas Senior Director , Risk Management (FS BRO) **Senior Director ,...division in alignment with risk management best practices and regulatory expectations. This leader will also develop a vision… more
- Cushman & Wakefield (Dallas, TX)
- **Job Title** Sr. Account Director **Job Description Summary** The Senior Director IFM will manage and direct activities for the delivery of hard services, ... and project management + Complete understanding of contract obligations by initiating audit & control systems to ensure statutory, policy and contractual commitments… more
- USAA (Plano, TX)
- …part of what makes us so special! **The Opportunity** As a dedicated Director , Privacy, you will oversee a team responsible for the development, implementation, ... Partners with the lines of business, Compliance and Risk Management, Audit Services, Legal, Cyber Security, and Regulators to support privacy-based initiatives.… more
- Baylor Scott & White Health (Dallas, TX)
- **JOB SUMMARY** Director of Finance plans, organizes, and oversees activities related to financial management for North Texas Medical Group (HTPN) Baylor Scott and ... BSWH operates in a financially responsible manner. An entity Director translates and implements strategic plans and objectives for...manager. Often has one or more managers or supervisors reporting to the role. **ESSENTIAL FUNCTIONS OF THE ROLE**… more
- Citigroup (Irving, TX)
- …appropriate management of Operational Risk processes: + Facilitates accurate and appropriate reporting of operational risks to senior management and the Board of ... situations that pose excessive risk(s). + Facilitates adherence to specific regulatory requirements + Interfaces with Regulators on Operational Risk matters. +… more
- Marriott (Dallas, TX)
- …subordinates in a clear and precise manner. * Oversees internal, external and regulatory audit processes. * Provides excellent leadership by assigning team ... team goals, etc. * Improves profit growth in operating departments. * Reviews audit issues to ensure accuracy. **Managing Projects and Policies** * Generates and… more
- Charles Schwab (Westlake, TX)
- …The team also performs testing to confirm remediation of audit issues and regulatory issues. Reporting to the Director or Senior Manager of the ... Operations, or Regulatory Compliance (including BSA/AML) experience specific to internal audit and/or similar Big 4 Accounting or regulatory experience a… more
- Baylor Scott & White Health (Dallas, TX)
- …and compliance audit processes to ensure timely completion in line with regulatory requirements and the Corporate Compliance audit plan. + Provide written ... works under the direction of the Compliance Vice President and/or Director to manage ongoing activities related to the development, implementation, maintenance… more
- Citigroup (Irving, TX)
- …for execution, governance, and control oversight of Finance CRO, including: (i) regulatory and audit communications; (ii) transformation agenda; (iii) policies, ... and private equity investments, and ensures compliance with all risk-related regulatory requirements. The Finance CRO Chief Administrative Office (CAO) team is… more
- MUFG (Irving, TX)
- …10% Assist assigned AML Department Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of the assigned ... member of our recruitment team will provide more details. **Job Summary:** Reporting to an Anti-Money Laundering (AML) Operations Department Manager, the AML… more
- Santander US (Dallas, TX)
- …awareness, and communication, issues and remediation planning, tracking, MIS and reporting , testing, compliance, and monitoring. Monitors activities to minimize the ... Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to regulatory … more
- Chewy (Dallas, TX)
- …all areas of the Chewy EHS Program as directed by the EHS Associate Director . + Possess a thorough understanding of EHS regulations and Chewy policies. + Provide ... recordkeeping and data integrity and provide operations with accurate reporting (lead and lag) metrics to support business EHS...areas with the highest safety risk. + Analyze EHS Audit results and develop and implement solutions to eliminate… more
- Wells Fargo (Irving, TX)
- …business lines or the enterprise + Work closely with risk, compliance and audit , responding to reporting inquiries + Recognize and properly escalate significant ... Legal Department as part of the Corporate Governance section of the Public, Regulatory and Corporate Affairs division. For additional information on this line of… more