- USAA (Plano, TX)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Plano, TX)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- USAA (Plano, TX)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Wells Fargo (Irving, TX)
- …Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... will:** + Lead teams that plan and execute compliance and operational risk control testing and is accountable for conducting end-to-end business process… more
- Bank of America (Fort Worth, TX)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) group within the Corporate Risk organization. Learn more about the career areas and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- US Bank (Dallas, TX)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Analyst ("Analyst") is...responsibilities include working with the business lines and other Risk , Compliance , and Audit professionals across the… more
- Wells Fargo (Dallas, TX)
- …and control self-assessments (RCSA), operational risk events, scenario analysis, operational risk capital and stress testing and other critical ... Management experience **Desired Qualifications:** + 10+ years of experience in compliance , operational risk management (includes audit, legal, credit risk… more
- Citigroup (Irving, TX)
- …will be preferred. + Team player with good communication skills. **Job Family Group:** Risk Management **Job Family:** Operational Risk **Time Type:** Full ... Mortgage Servicing Control teams and occasionally for business partners ( Compliance , Internal Audit, Credit Risk , etc). The...to ensure data integrity in the process. + Conduct testing and analyze results to ensure extraction process returned… more
- ManpowerGroup (Dallas, TX)
- …(QA). * Be part of the process to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, ... **Roles: QA officer ( Compliance & testing focus)** **Location: Jax/Dallas,...procedures that conform to enterprise requirements and support sound operational and compliance risk management.… more
- Citigroup (Irving, TX)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Irving, TX)
- …through controls after the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Bank of America (Dallas, TX)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions… more
- Federal Reserve Bank (Dallas, TX)
- …for having oversight of the District's financial and entity-level Sarbanes-Oxley (SOX) compliance and Enterprise Risk Management. The Manager will be accountable ... for the performance and results of the team, including the ongoing risk and SOX compliance -related responsibilities at the Federal Reserve Bank of Dallas. This… more
- Bank of America (Fort Worth, TX)
- …documents, and escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit ... Testing Specialist II - Senior Mortgage Underwriter Charlotte,...preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers… more
- Charles Schwab (Westlake, TX)
- …part of audit reviews of various model types including: Deposit models, Capital Stress Testing (CST) models, Credit risk models, Interest Rate risk models, ... all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks… more
- Wells Fargo (Irving, TX)
- …of relevant experience in regulatory reporting and risk management (includes compliance , financial crimes, operational risk , internal audit, legal, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- USAA (Plano, TX)
- …trends required + Strong knowledge of industry-related regulatory requirements, and operational risk concepts. + Demonstrated ability to successfully navigate ... system/process improvements + Partners with Senior Leaders in Audit, Compliance and Risk Management to provide input...a team of professionals who perform overall assessments of operational Risks and controls, and conduct testing … more