- Capital One (Plano, TX)
- …experience in compliance , legal or audit + Certified Regulatory Compliance Management (CRCM) or Certified Information Privacy Professional (CIPP) ... Plano 2 (31062), United States of America, Plano, Texas Compliance Advisor Manager The Compliance ...experience + At least 5 years of experience in compliance , legal , audit or risk management Preferred… more
- USAA (Plano, TX)
- …US with occasional business travel. **The Opportunity** As a dedicated Fraud Governance Advisor Senior, you will promote risk and compliance -awareness and the ... and Risk Management, as well as Business Operations, IT, Audit Services, and Legal to support risk and compliance -based initiatives. You will be responsible for… more
- Truist (Dallas, TX)
- …of professionalism, client service and responsiveness. 9. Work within the existing audit, compliance and regulatory framework in order to ensure a high quality, ... resource for clients, their attorney's and CPA's. 11. Work within the existing audit, compliance and regulatory framework in order to ensure a high quality,… more
- Truist (Fort Worth, TX)
- …clients, their attorneys and CPAs. * Maintain appropriate legal , operating and regulatory controls to manage risk and compliance . Works within the existing ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...audit, compliance and regulatory framework in order to ensure a high quality,… more
- USAA (Plano, TX)
- …and advising on and recommending risk mitigation actions by collaborating with Compliance , Legal , Operational Risk Management, and Business Experience Owners. + ... **The Opportunity** We are seeking a talented Deposit Originations Business Advisor Senior who will support USAA's deposit application processes and procedures… more
- Siemens Digital Industries Software (Plano, TX)
- …providing legal insights to support business objectives. + Act as a key legal advisor on strategic initiatives and projects. **We are looking for** + a ... **Job Family:** Legal & Compliance **Req ID:** 430874...of agreements, ranging from standard to highly complex, ensuring compliance with regulatory and policy requirements, while… more
- HUB International (Dallas, TX)
- … compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins applicable to RIAs. The SVP may also oversee ... to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. The SVP of Compliance ("SVP"),… more
- Wells Fargo (Irving, TX)
- …the function or affected by its outcomes + Lead analysis of and response to legal , regulatory , reputational, compliance , and policy matters within area of ... Senior Counsel-Senior Assistant Vice President as part of the Regulatory Compliance , Programs, & Controls team in...Counsel-Senior Assistant Vice President will serve as a trusted legal advisor and strategic partner to senior… more
- Citigroup (Irving, TX)
- …the other consumer Legal teams + Serves as business partner and advisor to business stakeholders and functional partners (eg, Risk, Finance, Compliance ) by ... Proactively identifies, evaluates and contributes to the appropriate management of legal , regulatory , and reputational risk through cross-function collaboration,… more
- Walmart (Lancaster, TX)
- …or business areas. Provides recommendations and solutions to existing and potential legal or regulatory problems. The above information has been designed ... skills when faced with conflicting or ambiguous inputs. Acts as a trusted advisor to diverse business partners, influencing them to act as needed to move… more
- Comerica (Dallas, TX)
- …policies align with our organizational goals, industry standards, and stakeholder, regulatory and compliance expectations. Programs include base salary, annual ... Creates all Board Committee materials. * Provides appropriate reporting to Finance, Tax and Legal in support of regulatory filings and disclosures. * Coaches HR… more
- Fresenius Medical Center (Dallas, TX)
- …patient care while maintaining cost-effective clinical operations in accordance with all legal , compliance , and regulatory requirements and programs. Adheres ... vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements.… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** + Act as an advisor to senior leadership to develop or influence analytical...that align to the enterprise + Ensure adherence to compliance and legal regulations and policies on… more
- Wells Fargo (Westlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... plus! In this role, you will: Act as an advisor to senior leadership to develop or influence plans,...knowledge related to identity and access, independent risk, audit, legal , IT, systems security, business process management, and applicable… more
- Morgan Stanley (Dallas, TX)
- …the Market's financial and sales performance, including expense management * Assists in regulatory , legal and compliance issues including: Risk management ... Market in regards to monitoring sales, human resources, and legal and regulatory practices * Assists in...4 or more years of experience as a Financial Advisor (with satisfactory production and compliance record),… more
- Wells Fargo (Westlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... implementation of IAM solutions. **In this role, you will:** + Act as an advisor to IAM Initiatives leadership to report on open risk, roadblocks, and resource needs… more
- Black & Veatch (Fort Worth, TX)
- …matters of the existing and proposed EPA regulations and will serve as a technical advisor to internal and external clients on all subjects related to LCRR. The LCRR ... Regional Lead will provide subject matter expertise on compliance with LCRR/LCRI, service line inventory development, lead service...and amendments Project Execution: + Serve as a technical advisor with a deep understanding of LCRR / LCRI,… more
- Citigroup (Dallas, TX)
- …and client/firm by complying with relevant policies, procedures, and country legal / regulatory requirements. **Job Requirements** **New Client and Business ... clients ** Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and suitability +… more
- Citigroup (Irving, TX)
- …of Citi, across its numerous legal entities and geographies, serving as a key advisor in the domain of program management risk. Two of our partners you will be ... + Actively monitor key strategic projects and work associated with critical regulatory commitments + Keep informed of changing regulatory expectations that… more
- Fresenius Medical Center (Irving, TX)
- …specified areas such as business best practices and relevant HR topics, Safety compliance , SOP training, quality, regulatory , and compliance training, ... to read, analyze, and interpret common business, scientific and technical journals, regulations, compliance guides, and legal documents. + Ability to write and… more