- US Bank (Irving, TX)
- …excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Auditor is primarily responsible for completing audit engagement assignments ... with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and analyze… more
- Capital One (Plano, TX)
- …(CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant ... United States of America, Plano, Texas DART Experienced Sr. Auditor , FCC/ Corporate Compliance (Hybrid) **Capital One's...that provide input to the annual audit plan. The Senior Auditor will be responsible for maintaining… more
- Charles Schwab (Westlake, TX)
- …and internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker-Dealer/Asset Management ... Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the… more
- DR Horton, Inc. (Arlington, TX)
- …to IT Management and Internal Audit to reduce risks deemed unacceptable. The Senior IT Auditor analyst demonstrates a thorough understanding of the concepts, ... Twitter andlikeus on Facebook! **Job:** **Audit* **Organization:** **Corporate* **Title:** * Senior IT Auditor * **Location:** *TX-Arlington* **Requisition ID:**… more
- Bank of America (Dallas, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Auditor - Economic Sanctions Wilmington,...Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and… more
- USAA (Plano, TX)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** , you'll execute, identify problems and resolutions for risk-based ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for audit engagements throughout the...internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- US Bank (Dallas, TX)
- …processes and ensure a successful transformation. The Corporate Audit Services (CAS) Senior Auditor is primarily responsible for completing audit engagement ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- US Bank (Irving, TX)
- …within Europe and the support areas (HR, Risk Management, Finance). The Senior Auditor is primarily responsible for completing audit engagement assignments ... with supervision from audit team management. The Senior Auditor is expected to understand risk...+ Knowledge of applicable laws, regulations, financial services, and regulatory trends that impact assigned line of business. +… more
- USAA (Plano, TX)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** you will lead and execute technology and information/cyber security ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for IT/IS audit engagements throughout...external audits within IT/IS, and applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Deloitte (Dallas, TX)
- …clients on process efficiency, fraud detection, operational quality, internal control and regulatory compliance , we help to reveal greater insights for improved ... IT Internal Audit Senior Consultant A truly effective internal auditing capability...processes, internal control risk management, IT controls, and related regulatory and compliance standards - both generally,… more
- Wells Fargo (Addison, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking Senior Auditors to join our Consumer Lending Audit...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- US Bank (Irving, TX)
- …Description** + Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. +… more
- US Bank (Irving, TX)
- …**Job Description** -Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their ... risk management framework. - Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. -… more
- Capital One (Plano, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)** + ... 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager. FCC/ Compliance Audit (Hybrid) **Capital...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Information Security Analyst for the Data...has the necessary training and is keeping abreast of regulatory and compliance issues + Identify opportunities… more
- Bank of America (Dallas, TX)
- Senior Audit Manager - Capital Management and Enterprise Capital Stress Testing Wilmington, Delaware;Stamford, Connecticut; Atlanta, Georgia; Charlotte, North ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- Bank of America (Plano, TX)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational ... Senior Audit Manager - BSA/AML including Sanctions Charlotte,...engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products;… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst to join our Enterprise...Finance responsible for testing business process controls covering financial, regulatory , and non-financial reporting risks. ` **In this role,… more
- USAA (Plano, TX)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... regulations + Experience testing Second Line of Defense Compliance and Compliance Testing functions, complaints, and regulatory change management. + … more
- Deloitte (Fort Worth, TX)
- Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN) Do you have a focus on compliance with ... analyst on the team, you'll promote and monitor compliance with auditor independence rules and regulations...firms + Prior public accounting (Big 4), consulting, or regulatory compliance experience A demonstrated ability to… more