- TD Bank (New York, NY)
- …supporting all corporate investment banking Functions including Debt and Equity Capital Markets . **Responsibilities:** + Provide day-to-day strategic advice and ... Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team...and trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong knowledge of applicable… more
- Citigroup (New York, NY)
- The Capital Markets Sales Principal is a Senior Level professional who stays abreast of developments within their own field and contributes to directional ... based within the Citi Global Wealth Investments ("CGWI"). The Capital Markets Sales team is the sales...markets solutions including but not limited to Equity Advisory , Fixed Income Advisory , Structured Notes, Over-The-Counter… more
- Citigroup (New York, NY)
- …position responsible for assisting clients in raising funds in the capital markets , as well as in providing strategic advisory services for mergers, ... raise debt in the international debt capital markets (DCM) and/or in the international bank market... markets (DCM) and/or in the international bank market (syndicated loans) providing advisory , structuring and… more
- Raymond James Financial, Inc. (New York, NY)
- …deliver a plan for significant aspects of the financial management and/or control process. Analyze, assess, and quantify the risks associated with products, ... individual applications, business activities, and the market to determine whether any risk is within the...and good financial practice. Analyze and forecast investment or market trends by designing and developing nonroutine investment models.… more
- Raymond James Financial, Inc. (New York, NY)
- …for developing and delivering the organization's risk management and/or risk control policies and procedures. Lead the development of policies, procedures, and ... data in order to develop a comprehensive understanding of customer and market conditions that enables maximum return on investments. Acts as the organizational… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... and advisory services to clients around the world. #bmocapitalmarkets **MANDATE** Capital Markets Supervision (CMS) is responsible for directing, leading,… more
- HSBC (New York, NY)
- …business and support functions on non-financial risks and regulations. The Global Debt Market Compliance team is part of the Markets and Security Services ... million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create...and the planet we all share. The Global Debt Market Line of Business Compliance Officer will have responsibility… more
- Scotiabank (New York, NY)
- …with the bank's reputational risk appetite. monitor the developments of new capital markets or other business-related strategies or structures. Provide advice ... advisory and risk management for financial intuitions, financial products, and capital market transactions; and managing and coordinating with external tax… more
- Robert Half (New York, NY)
- … capital management, liquidity, and regulatory reporting within banking, brokerage and capital markets . Successful candidates will have audit expertise in at ... capital management, liquidity, and regulatory reporting within banking, brokerage and capital markets . This includes proficiency in auditing liquidity risks,… more
- BlackRock (New York, NY)
- …is the team within BlackRock Global Direct Lending focused on providing innovative capital solutions to US middle market companies through directly originated ... and identify early signs of potential distress that may lead to capital structure restructuring. + Develop and implement strategies for workout and restructuring… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Mizuho Corporate Bank (New York, NY)
- …Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho ... approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales & trading,… more
- Citigroup (New York, NY)
- …Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...experience in Banking, Finance industry with a focus on Capital Markets , Operations, Risk and Controls governance,… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Mizuho Corporate Bank (New York, NY)
- …tailored for different employee profiles. Qualifications Industry Background: Corporate Banking/ Capital Markets - Financial Services Years of Experience: ... Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho… more
- Cushman & Wakefield (New York, NY)
- …the Financial Analysis Hub, an Advisory shared services platform supporting Capital Markets brokerage within the Americas. The Financial Analysis Hub ... & Wakefield's Equity, Debt, and Structured Finance group ("C&W EDSF") is a premier capital markets team providing solutions for complex transactions on behalf of… more
- TD Bank (New York, NY)
- …24 and Series79 registered, or commitment to obtain within 6 months. + Experience in capital markets , compliance, audit, risk, control and governance or a ... and Investment Banking provides a full range of financial advisory and capital -raising services to corporate and...field + Be familiar with the Canadian and US capital markets regulatory landscape + Undergraduate Degree,… more
- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... Compliance professionals engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and… more
- Mizuho Corporate Bank (New York, NY)
- …roles within financial services, ideally with Corporate & Investment Banking or Capital Markets exposure. + Experience in both first-line data management ... + Familiarity with risk management in Corporate and Investment Banking as well as Capital Markets . + Compliance or audit experience related to data management is… more
- Citigroup (New York, NY)
- …The core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. With 200 years of ... Cash Management, Trade, Foreign Exchange, Interest Rate Derivatives and Capital Markets solutions. CCB operates in 28...calculation of client returns + Serve as an agile advisory partner with an ability to shift from a… more