- Citigroup (New York, NY)
- The Business Risk and Control ...requirements and support sound operational and compliance risk management. + Apply knowledge of the business ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- American Express (New York, NY)
- …lead the way together. ** Business Unit/Role Specific Info:** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals of… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...requirements and support sound operational and compliance risk management. + Apply knowledge of the business , ... process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- Morgan Stanley (Purchase, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Business Risk and Control Manager, VP* **Location:** ... business units to ensure continued adherence to the risk and control framework and provideongoing ...and are operating effectively in preparation for all audits, compliance exams, and regulatory inquiries. * . * Risk… more
- Citigroup (New York, NY)
- …degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... + Keep the Business aware of the risk and control environment of the ...a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy.… more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in ... range of internal stakeholders including Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction...and products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group… more
- Morgan Stanley (Purchase, NY)
- …Retirement Plans, Financial Wellness, Marketing, and Reinvestment. *Position Summary* The Client Segment Risk (CSR) Business Control Unit (BCU) Team is a ... Employee Conduct Risk & Wealth Management Administration Business Control Unit - Assistant Vice President...with second- and third-line control functions (Legal, Compliance , Audit, and Operational Risk Department) on… more
- Citigroup (New York, NY)
- The Business Risk and Control ...for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy ... degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control obligations ... Compliance and Quality controls. **Responsibilities** + Drive compliance with Citi Data Control Standard through...and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee,… more
- Citigroup (New York, NY)
- …skills and managerial experience **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... extent required by, and in accordance with the Governance, Risk & Compliance & Manager's Control...regulatory outcomes. Provide appropriately conservative solutions in partnership with Business , Risk , and Finance teams. + Develop… more
- NatWest Markets (Stamford, CT)
- …looking for someone with a technical and risk mindset to advise business leads to continually refine our control environment within electronic trading + ... Control and supporting the global Director of Algorithmic Risk Control , you will have full ownership...reviews of control design specifications + Perform control effectiveness assurance + Collaborate with business … more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... (CA&C); Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES); and American… more
- Citigroup (New York, NY)
- … Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues which may impact the ... Serves as a function/ business /product compliance risk officer...degree preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...and Options flows focused primarily on AMRS. Working with business & control partners to build uniform… more
- Citigroup (New York, NY)
- …+ Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews ... areas. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating...degree preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk … more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function... business activities in line with BofA Global Compliance and Operational Risk Program. + Participate,… more
- Robert Half (New York, NY)
- …meaningful relationships across the firm and in the community. Risk and Compliance interns gain knowledge in core business processes relating to banking, ... and asset management. Consultants will work within internal control frameworks, risk frameworks and regulator, compliance methodologies. Throughout Risk … more
- Bank of America (New York, NY)
- …for leading and executing the second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... strategy and influence messaging to connect team contributions to business purpose, results, and success. + Risk ...second line of defense compliance and operational risk oversight for a Front-Line Unit, Control … more
- TD Bank (New York, NY)
- …Quality Control professionals are responsible for the execution of Quality Control reviews to assess Internal Audit's compliance with established standards ... (CIA a strong asset) + 10+ years of relevant experience (Audit, Global Compliance , Risk ) + Advanced knowledge of audit standards, procedures, laws, rules… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...Experience as an advisor to a sales and trading business + ability to lead projects and drive change… more