• Securities Information

    SMBC (White Plains, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (01/25/25)
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  • Associate General Counsel - Securities

    S&P Global (New York, NY)
    …Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The ... Associate General Counsel - Securities and Corporate Finance is responsible for supporting a...of the Board in connection with the Committee's financial reporting and oversight responsibilities. This role will also supervise… more
    S&P Global (11/19/24)
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  • Director and Senior Counsel Fixed Income…

    TD Bank (New York, NY)
    …regulatory advice on a wide range of issues including market access, trade reporting , consolidated audit trail, data and information management and retention, ... with a focus on fixed income institutional sales and trading and municipal securities regulation. The optimal candidate will be a subject matter expert on… more
    TD Bank (01/23/25)
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  • Vice President, Private Securitization (Asset…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... hire a VP in Private Securitization for the Asset-Backed Securities Group within the Global Markets division at TD...Act as a resource for clients to prepare monthly reporting , document transaction mechanics, and determine funding capacity. +… more
    TD Bank (01/25/25)
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  • Securities Services Planning and Analysis…

    JPMorgan Chase (New York, NY)
    …management. Elevate your career with JPMorgan Chase as a Vice President in the Securities Services Planning & Analysis (P&A) Team. In this dynamic role, you'll lead ... with key stakeholders. As a Vice President in the Securities Services P&A Team, you will support the ...to the digital transformation agenda, and drive key regulatory reporting . **Job Responsibilities:** + Manage end-to-end ownership of major… more
    JPMorgan Chase (01/24/25)
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  • Test / QA Lead - TD Securities

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $90,000 - $170,000 USD TD is committed to providing fair ... and infrastructure capabilities that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service' to all internal and… more
    TD Bank (01/10/25)
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  • Vice President, Regulatory Exam Management, TD…

    TD Bank (New York, NY)
    …covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business personnel for ... and resolution of potential issues. + Analyze and summarize information /documentation responsive to regulatory requests. + Communicate extensively (orally and… more
    TD Bank (01/09/25)
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  • Services (TTS & Securities Services) Global…

    Citigroup (New York, NY)
    …Working Capital Solutions, all of which are highly integrated. The second is Securities Services, our post-trade and issuer services business. Between our Treasury & ... Trade Solutions franchise and our Securities Services franchise, we serve approximately 19,000 clients around...protect Citi's brand and reputation. + Support on internal reporting and audit needs. + Staff events to manage… more
    Citigroup (11/20/24)
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  • Vice President, US TD Securities Treasury

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... role. **Job Description:** TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading market risk. Within… more
    TD Bank (01/24/25)
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  • Java Developer - Securities Lending, Vice…

    Citigroup (New York, NY)
    …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications: + 6-10 years of relevant ... experience + Master's degree preferred Essential Skills: + Equity Finance IT experience in Securities Lending, Repo or Swaps + Strong Java Core & Enterprise + JMS,… more
    Citigroup (01/10/25)
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  • Regulatory GAAP and Statutory Investment…

    Lincoln Financial Group (Rye Brook, NY)
    …accounting systems is needed # * 5+ Years of experience in accounting, securities or financial reporting that directly aligns with the specific responsibilities ... **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst, you will be responsible for providing timely and accurate investment… more
    Lincoln Financial Group (12/13/24)
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  • Market & Counterparty Risk Reporting

    MUFG (New York, NY)
    …be responsible for the end-to-end market and counterparty credit risk reporting and data framework. **Major Responsibilities:** + Management of daily/weekly/monthly ... market and counterparty credit risk reporting and data processes + Develop and execute the...and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the… more
    MUFG (12/10/24)
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  • Operations Trade Reporting Analyst - CAT…

    Marex (New York, NY)
    …and Accounting Information Systems), Dodd Frank, CFTC LTR (Larger Trader Reporting ) (for Futures and Part 20) and other Position and Transactional reporting ... Accounting Information Systems), Dodd Frank, CFTC LTR (Larger Trader Reporting ), Trace and other transactional Regulatory Reporting requirements essential +… more
    Marex (11/16/24)
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  • Regulatory Reporting AVP

    Mizuho Corporate Bank (New York, NY)
    …authorities, which requires basic knowledge of financial accounting and regulatory reporting , as well as understanding of the financial industry. The position ... Reports), and Department of Commerce reports (eg BE-605, BE-15, and BE-125) + Reconcile reporting data and perform variance analysis + Ensure that changes in the … more
    Mizuho Corporate Bank (12/13/24)
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  • Financial Reporting Analyst

    MUFG (New York, NY)
    …of our recruitment team will provide more details. **Job Summary:** The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is ... accepted accounting principles. This position supports multiple cross-functional regulatory reporting efforts. Reporting Analyst role responsibilities including:… more
    MUFG (12/29/24)
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  • FR2004 Regulatory Reporting , AVP

    MUFG (New York, NY)
    …need to be addressed especially in regards to setting up the FR2004 reporting infrastructure + Help facilitate the information gathering and documentation ... external stakeholders in gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will support the Fixed… more
    MUFG (11/19/24)
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  • Federal Tax Lead, Tax Accounting…

    Guardian Life (New York, NY)
    …all aspect of investment tax. You will be responsible for reviewing investment information and calculation related to partnerships and other asset classes such as ... various types of fixed income securities /bonds, real estate, stock, CLO, and derivatives. You will also be responsible for calculating federal tax compliance, tax… more
    Guardian Life (01/18/25)
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  • Senior Manager, Product Control Commodities & FX

    TD Bank (New York, NY)
    …Banking Finance Group** is responsible for developing and delivering financial strategy, information , and management support within TD Securities (TDS). A key ... to execution and reporting of fair value, in support of TD Securities ' business objectives. To ensure the accuracy, valuation, and reporting of financial… more
    TD Bank (01/17/25)
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  • Balance Sheet Mgmt Sr Ld Anlst - SVP/C14

    Citigroup (New York, NY)
    …including but not limited to Policy/Standard/Procedures, models, methodologies, reporting , controls, processes, analytics, data and documentation. + Assist ... and controls for all legal entities and business segments that have debt investment securities in the Banking Book. Provide support to the NTMR manager to liaise… more
    Citigroup (12/20/24)
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  • Business Application Owner, Payments

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $110,000 - $130,000 USD TD is committed to providing fair ... and infrastructure capabilities that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service' to all internal and… more
    TD Bank (01/10/25)
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