- Netflix (Los Angeles, CA)
- …plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly to ... the Director of Governance & Securities and is based in...address complex issues surrounding corporate governance , corporate securities , and external reporting. As the Manager ,… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** Wells Fargo is seeking a Market Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career ... acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + This role… more
- City National Bank (Los Angeles, CA)
- *SR. AUDIT MANAGER -CYBER IT RISK* WHAT IS THE OPPORTUNITY? The Senior Audit Manager (SAM) of Cybersecurity and IT Risk Management will support the Director IA, ... assurance over the design and operation of CNB's IT risk management practices, governance processes and the system of internal controls. The position will facilitate… more
- Snap Inc. (Los Angeles, CA)
- …the Securities and Exchange Commission (SEC); Environmental, Social, and Governance (ESG) reporting; and statutory financial statements in compliance with local ... to identify and communicate roadblocks or challenges to your manager with a problem-solving mindset + Ability to work...Report, we demonstrate progress towards our environmental, social, and governance (ESG) goals, and we lay out our plans… more
- MUFG (Los Angeles, CA)
- …+ Ensure products are delivered and monitored in accordance with Product Governance Frameworks defined within the bank key governance activities include ... annual agreement and client pricing process. Work with Product Manager to determine standard pricing, and review / approve...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Wells Fargo (Los Angeles, CA)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more