- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... the Swap Dealer Chief Compliance Officer, the Director , RCM Portfolio Management is responsible for...within CGRA. **Who You Are:** + Extensive experience of regulatory compliance management activities such… more
- American Express (New York, NY)
- …and effectiveness of Compliance Risk exam management process. **The Director , Audit & Regulatory Engagement will:** + Support the day-to-day internal and ... by creating a culture of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors the… more
- S&P Global (New York, NY)
- …services that span client reference data collection and management , client lifecycle management , regulatory compliance , and document management . + ** ... transformative impact on our clients by streamlining complex processes, enhancing data management , and ensuring robust regulatory compliance . These offerings… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will oversee intricate ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the...regulatory engagements that influence the Asset & Wealth Management operations as well as cross-business regulatory … more
- Ross Stores, Inc. (New York, NY)
- …and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management \. The position will also ... with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work… more
- Scotiabank (New York, NY)
- Director , Legal Counsel, Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00 - 286,000.00 _Please note that the Salary Range shown ... a full range of investment banking, credit and risk management products and services relevant to the financing and...with responsibility for a wide range of US bank regulatory matters, and providing legal advice, services and counsel… more
- CIBC (New York, NY)
- …Compliance Assessments, Corporate Ethics, Executive Leadership, Group Problem Solving, Regulatory Compliance , Relationship Management , Risk Assessments, ... Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping… more
- American Express (New York, NY)
- … matters. The Compliance Risk Management Program is seeking a skilled Regulatory Compliance Director to lead the global regulatory compliance ... all business units adhere to evolving regulations. Additionally, this Director will manage the American Express inventory of laws,...which a minimum of 5 years experience in risk management (includes compliance , regulatory change… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic ... and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with … more
- NBC Universal (New York, NY)
- … and Privacy: + Build and enhance operational processes to support regulatory compliance and data protection, ensuring adherence to privacy-by-design and ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations...and engaged in best practices for data protection and regulatory compliance . + Stay informed about … more
- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...issues, disclosures, and broker dealer requirements. + Respond to regulatory inquiries related to employee matters and client complaints.… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will:...analysis of fiscal policies and procedures to DVS executive management . - Design and implement effective contract compliance… more
- SMBC (New York, NY)
- …+ Must be well organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer. BA/BS required. Series 7, 24, 79 ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory...Dealer. + Provides advice on regulatory and compliance requirements to business unit management and… more
- Children's Aid (Manhattan, NY)
- Director , Division Compliance & Continuous Quality Improvement 1/15/25Full Time--Manhattan Job ID: 007546 Description: Harlem Family Services Center (317 Lenox ... of Child Welfare and Family Services and Health. The Director leads the division's compliance and continuous...all program areas comply with federal, state and local regulatory and contract requirements. Additionally, the CCQI Director… more
- Citigroup (New York, NY)
- …Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... applicability of policies, resolution of potential red flags or other client-related compliance escalations. + Representing Citi on critical regulatory matters… more
- Ankura (New York, NY)
- …[broker dealer] + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer compliance and ... independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + Provide… more
- S&P Global (New York, NY)
- …engagements. **Position** : We are seeking an experienced Executive Director of Product Management to lead the Regulatory & Compliance product team. To ... internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The...a seasoned professional with deep knowledge of both product management and client lifecycle and regulatory services… more
- City of New York (New York, NY)
- …The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE ... development. Drafting policy, process, and procedure to improve on various regulatory requirements. Responsible for preparing and delivering compliance -related… more
- Bowery Residents Committee (Manhattan, NY)
- …carried out in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- BlackRock (New York, NY)
- …be able to effectively manage compliance risk and help ensure compliance with regulatory requirements and applicable policies and procedures. Candidates ... for new product development and implementation of new regulations. + Implement compliance programs/control frameworks relevant to regulatory risks and legal… more