- Truist (Atlanta, GA)
- …with the Compliance Risk Management Policy and Framework. **Ideal candidate will already have: FINRA Registrations 7 , 24 and 66 or equivalent, and applicable ... (ABA) Compliance School or CRCM certification 5. Knowledge of Capital Markets 6. FINRA Registrations 7 , 24 and 66 or equivalent 7 . Applicable Life,… more
- Wells Fargo (Suwanee, GA)
- …complex to complex client needs + May study and test for additional licenses (Series 7 and Series 66 ) once the minimum licensing requirements are met + This ... role you will:** + Employees who are not fully licensed at the time of hire will participate in...recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized … more
- Thrivent Financial (Atlanta, GA)
- …+ The ability to pass a background check (criminal and financial) + Successfully complete FINRA Series 7 and 66 (or equivalent) and Life and Health ... donate) Job Qualifications + Currently holds either a Series 7 , and/or Series 66 , or both a...hire/transfer. + Eligibility to be securities registered and insurance licensed in all 50 states + Experience with Salesforce… more
- Thrivent Financial (Atlanta, GA)
- …obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding ... Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses ( licensed ...of FINRA SIE, life and health licenses ( licensed role only) before contracting. + Satisfactory background check,… more
- Edward Jones (Marietta, GA)
- …Requirements** + High School Diploma/Equivalent required; Bachelor's degree preferred + Series 7 and Series 66 required, if not currently registered, ... lives of our clients - and our people. Our licensed branch associates are highly visible members of the...years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance licenses… more
- JPMorgan Chase (Atlanta, GA)
- …ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- Thrivent Financial (Atlanta, GA)
- …and Insurance licensing in all states and DC; possession of FINRA Series 7 and 63/65 or 66 , along with Life/Health Insurance licenses, is preferred and ... Manager of Virtual Advice is responsible for leading a local team of nationally licensed advisors who serve clients across all 50 states. This role is critical in… more