- Bank of America (Plano, TX)
- Compliance and Operational Risk Specialist - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Plano, TX)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas;...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Bank of America (Plano, TX)
- …the Global Credit, AML and Onboarding Operations team. This role requires a strong operational risk and compliance background, and understanding of GBAM ... Sr Business Control Specialist - Credit Operations Plano, Texas;Charlotte, North Carolina...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Bank of America (Plano, TX)
- …drive process improvements and control performance sustainability. This role requires a strong operational risk and compliance background, Risk Framework ... for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Bank of America (Plano, TX)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North...task management, resources, risks/dependencies **Skills** + Business Controls + Compliance + Audit + Risk Management +… more
- Bank of America (Plano, TX)
- …existing controls should be deployed. + Develop and maintain effective partnership with business, compliance and risk teammates + Demonstrate the ability to be a ... Sr Business Control Specialist - Credit Business Controls Ops (Bilingual Spanish/Portuguese)...for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Bank of America (Plano, TX)
- …issues or problem resolution + Has the ability to effectively balance performance, operational risk , and client relationship care. + Demonstrates a commitment to ... Centralized Lending Specialist - Plano, TX Plano, Texas **Job Description:**...as well as complying with all Federal and State Compliance policies. **Desired Qualifications:** + Has knowledge of loan… more
- Bank OZK (Carrollton, TX)
- … operational standards, ensuring compliance with internal controls, operational procedures, and risk management. + Actively promote teamwork, leading ... by example and taking initiative to assist others. + Demonstrate effective organizational and time management skills. + Provide backup and assistance to other retail banking locations, as requested. + Model and champion the Bank's standards for exceptional… more
- Wells Fargo (Westlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... ServiceNow certifications: (CSA) Certified Systems Administrator, (CIS) Certified Implementation Specialist , or (CAD) Certified Application Developer + Risk … more
- Charles Schwab (Westlake, TX)
- …all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks ... Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker-Dealer/Asset Management enterprise team… more
- Bank of America (Plano, TX)
- …+ Minimum 10-15 years in Financial Crimes related roles. + Audit, Risk or Compliance experience in Financial Institutions. + Strong understanding ... Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience in large scale enterprise environment / financial institution. + Bachelors'… more
- Baylor Scott & White Health (Frisco, TX)
- …to: annual planning and goal setting, adherence to budgets, employee compensation, compliance and risk management. + General computer skills, including but ... implements quality assurance programs and maintains standards and records that document compliance with regulatory agencies. + Ensures the review of all quality… more
- Baylor Scott & White Health (Plano, TX)
- …to: annual planning and goal setting, adherence to budgets, employee compensation, compliance and risk management. + General computer skills, including but ... high quality standards. + Ensures department meets and exceeds regulatory and compliance standards, including accurate billing and coding. + Examines and makes… more
- Bank of America (Plano, TX)
- …+ Perform audit reviews related to transaction monitoring systems and other compliance operational work including transaction monitoring models and alert ... policies. + At least 5 years of experience conducting Transaction Monitoring audits, Risk Management audits, Compliance audits or a combination + At least… more
- JPMorgan Chase (Plano, TX)
- … with regulatory requirements + Evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + ... risks and vulnerabilities in people, processes, and technology. Design and deploy risk -driven tests and simulations (or manage a highly-skilled team that does) and… more
- Global Resource Solutions (Westlake, TX)
- …orientated, and talented individual for the position of Information Technology/Assurance Specialist II. Job Description: Summary: The IT/Assurance Specialist II ... (SAP) activities. Essential Duties & Responsibilities: + Establish complex operational software configuration controls and system interfaces for computer system(s)… more
- Bank of America (Plano, TX)
- …facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes ... of five years of relevant experience + Minimum 1-2 years' experience with AML, Risk , or Compliance experience and/or knowledge of financial crimes typologies +… more
- JPMorgan Chase (Plano, TX)
- …activities across functional partners and ensures adherence to the firm's risk , controls, compliance , and regulatory requirements + Effectively manages ... vision; identify and partner with business stakeholders to implement changes in operational policies, process flows, procedures, and specialist tools and… more
- Truist (Plano, TX)
- …applicable training classes and web-based learning. 7. Adhere to internal controls, operational procedures and risk management policies. Stays informed of all ... the client to the appropriate branch team members or specialist . 4. Understand the importance of Integrated Relationship Management...changes in policies and procedures to ensure compliance with current guidelines. 8. Serve as secondary contact… more
- Bank of America (Plano, TX)
- …facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes ... + Minimum of five years of relevant experience + Financial crime compliance support experience a must + Previous proficiency coaching experience required +… more