- CIBC (Chicago, IL)
- …To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Compliance Advisor will be instrumental in supporting the execution ... Reinvestment Act (CRA) and Fair Lending expertise. This role involves monitoring compliance with key Fair and Responsible Banking regulations including CRA, Fair… more
- Marex (Chicago, IL)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - FCM Advisor provides ... bonds), and swap dealers. The role primarily focuses on providing real-time compliance advisory services. Marex has unique access across markets with significant… more
- The Cigna Group (Chicago, IL)
- Responsible for Part C audit activities for the Cigna Compliance Department, with particular emphasis on Coding, Risk Adjustment and Coding Decisions. Collaborates ... with Cigna Compliance colleagues and business partners to drive process improvements,...positive working relationships with business owners, management, regulators and compliance colleagues and demonstrates the ability to influence business… more
- Nuveen Investments (Chicago, IL)
- This role provides Compliance support to Nuveen Global Client Services, with back to the eMonitoring team. **Key Responsibilities and Duties** + Execute oversight ... support model. + Maintain policies and standard operating procedures. + Assess compliance impact in relation to technology enhancements in connection with business… more
- Bank of America (Lisle, IL)
- Merrill Experienced Financial Advisor Honolulu, Hawaii;North Bethesda, Maryland; Los Angeles, California; New York, New York; Frisco, Texas; New York, New York; ... Description:** If you have at least 5+ years of experience as a Financial Advisor with a transportable practice, a strong performance in a team like environment, and… more
- Truist (Chicago, IL)
- …America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients. ... + Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive...legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance … more
- H&R Block (Naperville, IL)
- **516868BR** **Title:** Lead Client Advisor -Small Business and Tax **What you'll do ** **:** Apply principles of accounting to analyze financial information and ... the regulations, laws and acts that govern the process. Serve as business advisor to our clients aiming at maximizing engagement and achieving qualitative outcomes.… more
- JPMorgan Chase (Aurora, IL)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will join a...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- H&R Block (Naperville, IL)
- **528214BR** **Title:** Associate Client Advisor -Small Bus & Tax **What you'll do ** **:** Applies principles of accounting to analyze financial information and ... current with knowledge of federal and state tax laws, regulatory and compliance requirements, and tax planning techniques. Regularly research financial landscape and… more
- Deloitte (Chicago, IL)
- Deloitte's Government and Public Services (GPS) Engagement Financial Advisor (EFA) Practice is comprised of finance professionals specializing in project and account ... in lifecycle of engagements including set up, revenue recognition and compliance , monthly accounting close, monitor funding, process vendor invoices, support… more
- BMO Financial Group (Chicago, IL)
- …Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and ... to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to...programs to address them + Acts as a trusted advisor to assigned business/group._ + Influences and negotiates to… more
- CIBC (Chicago, IL)
- …(https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Governance & Controls Advisor , you will support the US Private, Personal and Digital Banking ... Certification in the following fields preferred, but not required: Regulatory Compliance , Anti-Money Laundering, Fraud, Information Security or Privacy. + You have… more
- Proofpoint (Chicago, IL)
- …have a passion for protecting people, data, and brands from today's advanced threats and compliance risks. We hire the best people in the business to: + Build and ... **The Role** Proofpoint is seeking an experienced and dynamic Enterprise Security Advisor /Architect to focus on Information Protection (Endpoint DLP, ITM, CASB, Web,… more
- Federal Reserve Bank (Chicago, IL)
- …Reserve Bank of Chicago invites applications for the Economist/Senior Economist/Economic Advisor positions in the Financial Economics Team. The Bank will consider ... are committed to equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where employees are valued for… more
- Huntington National Bank (Chicago, IL)
- Description The Private Bank Wealth Advisor IV is a primary client relationship manager in the Huntington Private Bank responsible for developing, delivering, and ... with relationships of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as assigned. Basic… more
- BMO Financial Group (Chicago, IL)
- Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and ... activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory,… more
- BMO Financial Group (Chicago, IL)
- …work processes for sales and service management, risk management and compliance within prescribed limits to maximize effectiveness and efficiency. Optimizes ... opportunities through deal teams and sales calls, maximizing business success. Influences the strategic direction of the line of business assisting with the development, prioritization and implementation of business, technology, sales and service, channel… more
- BMO Financial Group (Chicago, IL)
- …credibility and earn their trust. + Follows through on the risk and compliance processes and policies to ensure we safeguard our customers' assets, maintain their ... privacy, act in their best interests, and ensures an effectively run function. + Protects the Bank's assets and complies with all regulatory, legal and ethical requirements. + Operates at a group/enterprise-wide level and serves as a specialist resource to… more
- BMO Financial Group (Chicago, IL)
- …work processes for sales and service management, risk management and compliance within prescribed limits to maximize effectiveness and efficiency. Optimizes ... opportunities through deal teams and sales calls, maximizing business success. Influences the strategic direction of the line of business assisting with the development, prioritization and implementation of business, technology, sales and service, channel… more
- Wabtec Corporation (Chicago, IL)
- …productivity, quality assurance, and adherence to contract requirements + Ensure compliance with all governmental regulations, OSHA work practices, and industry / ... site specific work rules + Work with employees and management on establishing production plans for labor, material, and logistics + Work with various software systems to run material, labor plans, and other systemic requirements + All other duties as required… more