- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... ongoing compliance with AML regulatory requirements. The ACRM Global Funds Transfer Vice President reports directly to the Global Head of Funds Transfer … more
- Citigroup (Tampa, FL)
- …Compliance Risk Management (ICRM) function, is seeking dynamic and experienced AML compliance officer to drive Know Your Customer Policy- Strategic Change ... Serves as a compliance risk officer for Independent ...protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner… more
- Citigroup (Tampa, FL)
- …Additional responsibilities include conducting the 17a-13 quarterly security counts. The Compliance Business Control Officer is a strategic professional who ... governance and oversight of client reporting functions including trade confirmations, product prospectuses, and client statements, ensuring they are generated and… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- **Overview:** The **Business Risk & Control Officer - VP ** is a strategic professional who stays abreast of developments within own field and contributes to ... effectively with colleagues across the firm including: business, technology, product management, operations management, legal, compliance , risk, audit,… more
- Citigroup (Tampa, FL)
- …Global Functions/EIOT Data & Reporting business activities. + Proactively liaise with product compliance colleagues and other business stakeholders to keep ... The Regulatory Risk Officer Serves as a senior compliance ...regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned… more
- Citigroup (Tampa, FL)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... expected results. + Assists in the development of analytic engines for business product lines. + Communicates results to diverse audiences. + Conducts analysis and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- Citigroup (Tampa, FL)
- …(MCA - Manager's Control Assessment) practices. **About the role** This is a Senior Vice President (C14) with the mandate to create or uplift and enhance ... possible. The role is expected to work closely with stakeholders across Services ( product , operations and technology) and partner with other teams for execution. 10… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... and developing potential responses. This may include regulations related to specific product or macro / systemic regulation, including standards to comply with Basel… more