- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an ... assigned region in accordance with the Compliance Testing (CT) Plan. + Participating in...compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or… more
- Morgan Stanley (Tampa, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- KPMG (Tampa, FL)
- …with analytical and technology-related tasks Provide support for financial services or financial crimes compliance initiatives at the direction of the ... technologies + Proven experience examining, assessing, and/or enhancing aspects of a financial crimes Compliance program (for example, performing internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, optimization, and ongoing ... maintenance of Raymond James Financial Crimes Management (FCM) models, data visualizations...process re-engineering activities. * Interact with C-level/executives, business and compliance partners and financial advisors. * Coaches… more
- KPMG (Tampa, FL)
- …ensure key stakeholders are kept informed about progress and expected outcomes + Oversee financial crimes compliance initiatives at the direction of the ... Act and OFAC + Experience examining, assessing, and/or enhancing aspects of a financial crimes compliance program (for example: performing internal audits… more
- Bank of America (Tampa, FL)
- …risk monitoring, testing , and risk assessments + Supports with escalating financial crimes related compliance and operational risks and issues ... Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance ... Services and/or related government entity Skills: + Regulatory Compliance + Monitoring, Surveillance, and Testing +… more
- MUFG (Tampa, FL)
- …years audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits + Working Knowledge ... the GFC IT Audit Director and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities related… more
- KPMG (Tampa, FL)
- **Business Title:** Director, Financial Crimes **Requisition Number:** 113305 - 27 **Function:** Advisory **Area of Interest:** **State:** FL **City:** Tampa ... career in Advisory. KPMG is currently seeking a Director in Financial Crimes Analytics for our Consulting (https://advisory.kpmg.us/) practice. Responsibilities:… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or ability to obtain within 6 months of employment **Job:** Compliance **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Financial ... specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training and/or certification to monitor… more
- Citigroup (Tampa, FL)
- …managing and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and ... to address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing and reporting programs within an assigned line… more
- Citigroup (Tampa, FL)
- …or large Financial Institution + Knowledge of Payments, Python/SQL, and Compliance Testing preferred + Knowledge of Anti-Money Laundering (AML) requirements ... The Global Funds Transfer AML Compliance Risk Management, Compliance Officer, AVP...prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader… more
- Morgan Stanley (Tampa, FL)
- …- a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible ... higher risk client types. The WM and US Banks Financial Crimes Risk Team is considered the.... * Compile detailed documentation for project requirements, design, testing and implementation/post-implementation * Assist in project issue tracking… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business impact to multiple Raymond James' subsidiaries. Works with members of the Financial Crimes Management (FCM) team to identify fraud trends, control ... and perform root cause analysis of non-detected activities. Reporting to the SVP, Financial Crimes Analytics (FCA), the Director will regularly interact with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business impact to multiple Raymond James' subsidiaries. Works with members of the Financial Crimes Management (FCM) team to identify fraud trends, control ... and perform root cause analysis of non-detected activities. Reporting to the Director, Financial Crimes Analytics (FCA), the Manager will regularly interact with… more
- USAA (Tampa, FL)
- …position. **What you'll do:** + Individual contributor in a specialized team within Financial Crimes . + Leverages understanding within Financial Crimes ... business strategy using innovative/quantitative analytical approaches. + Has domain knowledge of Financial Crimes and can utilize that background for rule… more
- Citigroup (Tampa, FL)
- …rapidly changing environment and prepare for future growth. The Markets Risk & Control Financial Crimes team supports a Sales and Trading environment and is ... efficiency, reduces the risk of loss, and helps ensure compliance with corporate policies, procedures, laws, and regulations. In...assist with overseeing and implementing key elements of the Financial Crimes control framework for Markets with… more
- Deloitte (Tampa, FL)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams. + ... validate sanction screening and transaction monitoring systems to ensure our financial clients can meet regulatory requirements while improving existing detection… more
- MyFlorida (Tampa, FL)
- …investigative activities. The Bureau seeks applicants interested in investigating complex crimes while deterring underage access to alcoholic beverages, tobacco and ... of criminal, administrative, and civil investigations. + Conducts minimum age compliance surveys (alcohol and tobacco), prepares work plan involving the public… more