- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the financial services industry to ensure the Sarbanes Oxley (SOX) Program for Raymond James Bank is robust and sufficient. Primary job responsibilities ... include reviewing the design of SOX and other internal controls , conducting risk assessments, and working with both internal...position is part of the RJ Bank Oversight & Control (O&C) Department which functions as the first-line of… more
- MUFG (Tampa, FL)
- …Defense (FLoD) business units + Partner with stakeholders, including process owners and control officers, to document controls , enhance control language, and ... and effectiveness + Participate in technology walkthroughs for ITGCs and application controls and prepare meaningful documentation + Coordinate control testing… more
- TD Bank (Tampa, FL)
- …practices with Commercial Bank colleagues. General responsibilities will include; Support control testing activities, Establishing Program Health reporting & ... and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends… more
- Motion Recruitment Partners (Tampa, FL)
- … Regulatory Project Manager with experience in Data Engineering and Regulatory controls . Contract role with strong possibility of extension. Will require ... Regulatory Project Manager - Data Engineering...responsible for the management of technology projects within the regulatory program management team and support the… more
- MUFG (Tampa, FL)
- … across systems within the Bank with a focus on Risk and Regulatory Reporting under the Data Management Integrated Control Framework (DMICF). Activities ... Production Layer Controls assessments, analyzing gaps, and control maturity. Also preparing Remediation action plans to ensure...of the Chief Data Officer, Americas Risk Management, and Regulatory Reporting as well as roles such as Report… more
- JPMorgan Chase (Tampa, FL)
- …Product, Operations, and Technology engagements to create a complete E2E control program . You will document risks and controls , oversee all processes from ... and merchant services to corporate clients, financial institutions, and governments. As a Control Manager Treasury Services Payments - Vice President within the… more
- Citigroup (Tampa, FL)
- …through delivery of programs that respond to the requirements of the current regulatory environment. The IT Project Senior Manager accomplishes results through ... optimizing management of systems supporting global functions such as Compliance, Controls , Internal Audit and Risk, and introducing innovative technologies that… more
- Citigroup (Tampa, FL)
- …and meetings with regulators + Attends regulatory meetings with IA Regulatory and Exam Management Group Manager , documenting key messages from the ... and communicates changes to IA stakeholders + Assists the Regulatory and Exam Management Group Manager in...or equivalent experience in financial services, internal audit or regulatory management **Job Family Group:** Compliance and Control… more
- Citigroup (Tampa, FL)
- …to governance, management, coordination, and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk & Control Self-Assessment) ... The Client Reporting Oversight (CRO) team within the Data & Regulatory Operations organization owns governance and oversight of client reporting functions… more
- Citigroup (Tampa, FL)
- …and timeliness for overall testing framework . Oversight of the Compliance and Controls Program , which includes End User Computing (EUC), application entitlement ... and oversight of an established and experienced team of 24 employees . Owns Manager 's Control Assessment (MCA) monitoring and testing for NAM, WEMA and LATAM… more
- Citigroup (Tampa, FL)
- …support the Business in the implementation of global, regional and local Data Privacy, regulatory and risk and control projects + Ensure high quality execution ... Privacy programs for any Citi initiated programs, in coordination with Global Risk and Control and In Business Regulatory Engagement Head + Perform training on… more
- Citigroup (Tampa, FL)
- Business Control Manager - Finance Operational Risk Vice President C-13 The Business Control Manager supports the execution across In-Business Senior ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk &...and enhancements. + Support with various management reporting on program execution status, escalations, and key risks and concerns.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for departmental and business unit processes and procedures to improve internal controls and mitigation strategies. Results are evaluated at agreed upon milestones ... required to identify, research, analyze and resolve complex issues. Guidance from individual Manager is provided to perform work that is complex, requiring a certain… more
- PNC (Tampa, FL)
- …reports on assessments of AML and Sanctions compliance risk and internal controls , as appropriate. Monitors regulatory developments and advises business ... position. **Preferred Skills** Compliance Reporting, Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic… more
- USAA (Tampa, FL)
- …of what makes us so special! **The Opportunity** As a dedicated **Audit Manager ,** you will lead and implement complex audit engagements throughout the audit ... audit activities. Executes audit documentation techniques including key risks and controls alignment to audit test objectives and conclusions and assigning… more
- Citigroup (Tampa, FL)
- …and controls for other teams and managers. + Provides regulatory risk project management support (business requirements, analysis and testing) for delivery ... and Independent Risk. + Good knowledge of Citi products, risk processes and controls with good understanding of regulatory requirements and risk management… more
- Deloitte (Tampa, FL)
- …understanding of business processes, internal control risk management, IT controls , and related regulatory and compliance standards - both generally, ... anticipate emerging risks for our clients + Supervise and review documentation for control testing activities, including for general IT controls , automated … more
- USAA (Tampa, FL)
- …audit standards. Makes recommendations for severity ratings to Senior IT Audit Manager and Director. + Identifies control weaknesses and opportunities for ... makes us so special! **The Opportunity** Our dedicated **Audit Manager - IT** , leads and executes complex technology...risk, or compliance acumen in a complex operational and regulatory environment. + Working knowledge of IT/IS controls… more
- Citigroup (Tampa, FL)
- …strong working relationships with Internal Audit Product/Functions team(s), Business & Functions Risk/ Control , Program leads and Citi's CBNA Management Team. The ... effectiveness of culture, ethical conduct, governance, risk management, and controls that mitigate current and evolving risks and to...mitigate current and evolving risks and to enhance the control environment. The function is made up of multiple… more
- Citigroup (Tampa, FL)
- …verbal, across organizational levels, functions and regions + Understanding of the regulatory and control requirements around Citi's AL&C activities including ... Ledgers and Close, and associated global platforms, processes and governance. The program includes standardizing and reducing risk across current AL&C processes and… more