- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... of Raymond James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and Asset Management. This role… more
- Citigroup (Tampa, FL)
- …and support QATV initiatives and objectives. **The Role and Candidate:** The Business Risk and Controls Senior Officer is accountable for management of ... Quality Assurance Testing and Validation (QATV) function within the Finance Chief Operating Office (COO) organization is responsible for providing an independent… more
- Citigroup (Tampa, FL)
- … Chief Administrative Officer ** **("CAO")** reports directly to the Head of Chief Risk Officer ("CRO") BIR and has responsibility for coordinating ... across all the Banking and International Risk teams to ensure efficient management of multi-disciplinary processes....Issue Management and other critical controls for the independent risk management of Citi's Banking and International products and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and related remedial efforts through to completion * Partners with the Chief Compliance Officer , Chief Risk Officer , Head of Internal Audit and ... (initiation, planning, execution, closure). * Mitigates the firm's regulatory risk exposure while balancing business concerns. **Qualifications** **Knowledge, Skills,… more
- Citigroup (Tampa, FL)
- …to ensure the firm's finances are budgeted and spent according to the Chief Technology officer 's (CTO) technology strategies. + Responsible for Managing day ... supporting global functions such as Compliance, Controls, Internal Audit and Risk , and introducing innovative technologies that provide new business capabilities,… more
- Citigroup (Tampa, FL)
- …hotline, reporting on significant matters to Citi's internal and external stakeholders (including the Chief Legal Officer , the Head of HR, the Chief ... Based in Tampa, Florida or Irving, Texas, the Ethics Officer (an SVP ) will report to a...needed. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …implement investigations and initiatives to achieve strategic objectives as defined by the Chief AML Officer . * Plans, assigns, monitors, reviews, evaluates, and ... and perform root cause analysis of non-detected activities. Reporting to the SVP , Financial Crimes Analytics (FCA), the Director will regularly interact with… more