- TD Bank (New York, NY)
- …areas: * Capital Markets (Familiarity with Asset Classes and Products) * Compliance ( AML , Trade Surveillance and Supervision) Technical knowledge and ... hands-on experience: * Implementation experience of either NICE Actimize Platform or other AML surveillance vendor solutions or SMARTS/Trading Hub or other … more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 219504 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... an important bridge to this key global market for trade and investment flows across the Americas and the...compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from… more
- MUFG (New York, NY)
- …analysis and produce specifications for data & reporting needs for Party & Master data, AML , KYC, Sanctions, Trade Surveillance processes + Gather and write ... Financial Crimes platforms supporting Customer & Master Data, Transaction Monitoring ( AML ), Transaction Filtering, and KYC processes. This individual will also lead… more
- SMBC (New York, NY)
- …with delivering change projects in one or more Compliance disciplines (ie, BSA/ AML , ABC, AF, Surveillance , Control Room, Testing, Regulatory Relations, etc.) ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...+ Proven ability to negotiate internally, often at a senior level, and to influence across functions + Proven… more