- Robert Half Finance & Accounting (Stamford, CT)
- Description VP Financial Risk and Controls - Hybrid Our client a premier financial services firm based in Stamford, CT continues to build out their ... and Internal Audit. The role will be key in building / reviewing financial the controls function and also assist with operational efficiencies. The firm is known… more
- Morgan Stanley (Purchase, NY)
- …Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within...essential. The individual will be responsible for ensuring that financial crimes controls are commensurate with the… more
- Morgan Stanley (Purchase, NY)
- …news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President , Risk and Controls is responsible for assisting in the ... policies, standards, and procedures. *The Assistant Vice President , Risk and Controls will:*...and Control assessments (RCSAs) under the firm-wide Non- Financial Risk Assessment (NFRA) program * Lead… more
- Morgan Stanley (Purchase, NY)
- …Residential real estate loans. The US Bank Subsidiaries seek a Vice President ( VP ) to join the First Line Business Risk team to provide risk ... initiatives and projects while ensure compliance with US Banks risk management policies and procedures. The VP ...**Job:** **Operational Risk * **Title:** *US Banks Operational Risk Vice President - Dedicated… more
- NatWest Markets (Stamford, CT)
- …second line Compliance teams to maintain effective oversight of financial crime risk frameworks, systems and controls + Build and maintain close partnerships ... US Client Services and Onboarding, Vice President Stamford,United States Permanent Full...customers and global teams to ensure the operation of controls and processing related to Financial Crime,… more
- SUNY Westchester Community College (Valhalla, NY)
- …Under the direction of the President of Westchester Community College, the Vice President (Administrative Services) and CFO serves as Treasurer of the ... and operations; risk management; and security and safety services. As Chief Financial Officer and a member of the President 's Cabinet, the incumbent is… more
- SMBC (White Plains, NY)
- …towards control officer responsibilities as part of the Operational Risk Management Framework. **Role Objectives** * Strong understanding of Governance, Risk ... controls testing program delivery, including conducting walkthroughs, developing control test scripts, and supporting design and operating effectiveness testing.… more
- SMBC (White Plains, NY)
- …relevant market data financial services experience with an understanding of financial data products used in banking, risk management, regulatory reporting, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...processes. + Develop, manage, communicate, and enforce policies and controls that ensure effective consumption and overall compliance with… more
- SMBC (White Plains, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...portfolio of benefits to its employees. **Role Description** The VP , IT Resource Management Lead will report to the… more
- Morgan Stanley (Purchase, NY)
- … owners in the business to continue to enhance the risk and control self-assessment to ensure that risks and controls are documented around current ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Business Risk and Control Manager, VP * **Location:** *New… more
- Mastercard (Harrison, NY)
- …diligence and where necessary enhanced due diligence of customer relationships to determine risk and mitigating controls . 9 - Review regulatory findings against ... including risk assessment, policy development, Board reporting and interaction, controls testing, training development and roll out, and audit co-ordination. At… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The VP , Cyber Hunt Leader is part of the Synchrony Joint Security Operations Center (JSOC) leadership team. This position ... for high-impact detection and response initiatives, driving rapid enhancement of controls to address complex, priority threats effectively. + Provide technical… more
- NatWest Markets (Stamford, CT)
- Swap Dealer Advisory, VP Stamford,United States Permanent Full Time \#R-00244527 Our people work differently depending on their jobs and needs. From hybrid working ... basis. + Collaborate withotherfunctions to evaluate,establishand implement effective policies,proceduresand controls . + AssistSwap DealerRegulatory Advisoryand Horizon Scanning Leadto monitor,… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The VP , CD & Sales Enterprise Governance _,_ Analytics & Insights is responsible for the development and enhancement of a ... database, inclusive of development and maintenance of a data repository, risk metrics, dashboards and visualizations. + Independently extract and analyze data… more
- Morgan Stanley (Purchase, NY)
- …businesses, and institutions. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash management, annuities ... include: Organizational Structure & Staffing, Fund Structure, Internal Operations & Controls , Valuation, Service Providers & External Oversight, Legal & Compliance,… more
- Synchrony (Stamford, CT)
- …+ Bachelor's Degree and a minimum of 8 years of client eco systems functional, risk and/or process management experience in the financial services industry or in ... leader with strong communication skills and prior experience with control testing, monitoring and reporting. This role will have...Bachelor Degree, a minimum of 11 years of functional, risk and/or process management experience in the financial… more
- Morgan Stanley (Purchase, NY)
- …responsibilities for the Employee Conduct Risk & Wealth Management Administration Business Control Unit - Assistant Vice President will be to provide ... Wellness, Marketing, and Reinvestment. *Position Summary* The Client Segment Risk (CSR) Business Control Unit (BCU) Team...Control Self-Assessment (RCSA) process and identify risks and controls on an on-going basis o Assist with Business… more
- Citigroup (Eastchester, NY)
- …and ensure clients receive optimal service and monitor/adhere to operational controls + Collaborate with branch partners to successfully achieve goals, build ... and involved in short-term planning resource planning + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- SMBC (White Plains, NY)
- …infrastructure in support of integrated audits. Audit, or risk and control experience with common financial services applications, including leasing and ... is seeking an experienced Audit Manager - IT Infrastructure ( Vice President ) with 7-10 years' experience to...laundering (AML) and sanctions screening Examine and evaluate internal controls in key technology risk areas to… more
- SMBC (White Plains, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President of Confirmations will be a senior member of the Capital ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...measuring tangible results **Core Competencies/Skills:** + Knowledge of regulatory control and risk frameworks applicable to Operations… more