- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Director - Regulatory Management and Remediation Office. This ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team...+ Masters Degree in related discipline an asset The Director , Change Delivery-TDS leads, manages, and supports the end-to-end… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will oversee intricate ... regulatory engagements that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Reporting to the … more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Director for the Risk Management and Patient Safety Department is responsible for overseeing the day to day operations of the department ... and analyzing risk management data, conducting risk management and regulatory educational programs, and compliance...related field. + 10 years minimum experience as a Director of clinical/healthcare risk management and hospital… more
- Morgan Stanley (New York, NY)
- …and regulatory landscape with experience in accessibility standards and remediation and cookie management implementation for large, matrixed organizations. ... We are looking for a Director , Website Governance to join a new team...regulatory markets > Manage the implementation of cookie management platforms / tool across the enterprise, partnering with… more
- Scotiabank (New York, NY)
- …and Cyber risk and related processes, governance framework, methodology, Risk management and applicable regulatory requirement. + Demonstrated strong leadership ... Director , US Cybersecurity and Infrastructure Audit **Requisition ID:**...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... and objective assessment on the effectiveness, quality and timeliness of the remediation of high severity issues and Transformation regulatory commitments across… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Director - Risk Data Management role will be within the Risk ... Department (RMDAD), reporting to the Executive Director - Risk Data Management . **Role Objectives:...are followed. Ensure data stewardship processes are aligned with regulatory requirements and SMBC CDO policies and guidance. Promote… more
- TD Bank (New York, NY)
- …business level, requiring broad managerial and deep specialized knowledge of risk management issues at the enterprise, business, regulatory and industry levels ... North Carolina, United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $180,000 - $215,000 USD TD is committed to providing… more
- MUFG (New York, NY)
- …vendor risk Subject Matter Expert (SME) on matters relating to third party regulatory guidance and risk management /mitigation. The TPE will interpret and apply ... policies and challenge existing practices as necessary. Monitor new developments and regulatory guidance in vendor risk management processes and implement… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Treasury Management Consulting Director as a part of Enterprise Functions. Learn more about the career areas and ... . **In this role, you will:** + Manage and develop a Treasury Management Consulting team of individual contributors and mangers in roles with moderate to… more
- Wells Fargo (New York, NY)
- …to regulatory requirements and emerging technologies + Partner with management to identify and anticipate impact of a changing environment and effectively ... (ETAG) is seeking a Senior Audit Manager - Executive Director who will provide leadership in the audit coverage...of the Audit Plan + Be responsible for resource management and assisting broader team in overall audit plan… more
- Citigroup (New York, NY)
- …and will be responsible for quality assurance testing for Risk Management reporting, including planning, scoping, sampling, test execution and observation ... interaction with other functions or businesses. **Responsibilities:** + Lead the Risk Management Transaction Testing Quality Assurance team to test all Reports and… more
- City National Bank (New York, NY)
- …all CNB Vendor Management onboarding, reviews, audits, and CNB issued remediation plans. * Reporting to Senior Managing Director Client Service/Operations. ... * DIRECTOR BUSINESS AFFAIRS* *WHAT IS THE OPPORTUNITY?* This...Management , Mutual Funds, Alternative Investments, Relevant Legal and Regulatory standards/guidelines * Ability to manage a growing team… more
- Bank of America (New York, NY)
- …& standard requirements. *Ability to apply the core concepts of data risk management , including identification, assessment, and remediation of risk while driving ... Data Strategy and Governance Director New York, New York;Charlotte, North Carolina **Job...Data Governance including quality, control, and policy compliance; and Regulatory Response. This person will be driving forward DSG… more
- Citigroup (Jersey City, NJ)
- …(MCA), Internal Audit Assessments (and related control metrics such as on-time remediation , Reopens, and MCA effectiveness), Regulatory Issues (and its metrics), ... as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible for assessing… more
- Bank of America (New York, NY)
- …senior leadership to develop Audit's coverage strategies, managing relationships with regulatory agencies and internal business management groups, and overseeing ... drives continuous improvement + Strategic engagement in governance routines, issue remediation / validation, and regulatory engagement + Demonstrates and… more
- Citigroup (New York, NY)
- …Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United States. ... and communication skills. This role reports to the Finance Regulatory Engagement & Oversight Director based in...Ensures standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including… more
- Citigroup (New York, NY)
- …Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects… more
- Ankura (New York, NY)
- …+ Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA / ... prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs… more
- Citigroup (New York, NY)
- …This position will report directly to the Head of Services Controls and Regulatory Management . **Key Responsibilities** + Drive, support and enable the Services ... responsibilities and drives operational resilience, including continuity of business and crisis management . The role holder will support the Services Exco and work… more