• Compliance Director

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …through education and experience to manage and oversee the operation of all compliance functions covering the Financial Holding Company requirements that ... Legal areas. Manages department, associates, and division of responsibilities within the Financial Holding Company ("FHC") Compliance department. Leads major… more
    Raymond James Financial, Inc. (10/22/24)
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  • Director , Regulatory Reporting - LFI

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* Bank Holding Company reporting * Regulatory expectations for Large Financial Institutions (LFI) **Skill in** * Leading teams * Making critical, data based ... accurate filing of all regulatory report for Raymond James Financial (RJF). This role operates with a high level...through education and experience to prepare regulatory reports in compliance with the Federal Reserve Board (FRB) and other… more
    Raymond James Financial, Inc. (11/13/24)
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