- Raymond James Financial, Inc. (St. Petersburg, FL)
- …guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... testing, audit practices and applicable US broker-dealer and registered investment adviser regulatory requirements and controls to work closely...and controls to work closely with senior members of Compliance and business management in a … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and teams. * Reports compliance program status and activities to compliance and business management . * Manages external compliance examinations, ... identifies corresponding client disclosures. * Provides support to business, compliance , and legal stakeholders on disclosure inventory questions, disclosure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … activities are commensurate with the level of risk. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements that apply across… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …oversight and management . * May coach, train, and mentor other Compliance associates. * May assist with developing and implementing continuing education and ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …development programs. * Works in partnership with key parties within Divisional Management , Supervision, and other areas within compliance to address escalation ... education, experience, specialized training and/or certification in securities industry compliance or supervision to lead a team of geographically-dispersed branch… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reinforcing trust and collaboration. * Conducts detailed financial analysis to support investment decisions and portfolio management . * Identifies and mitigates ... or regulatory agreements. * Conducting detailed financial analysis to support investment decisions and portfolio management . * Developing and implementing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …matters. **Essential Duties and Responsibilities:** * Partner to the AFS and IC management teams. Responsible for risk, supervisory and compliance matters, and ... **Description** **Job Summary** The Field Supervision Manager is responsible for a wide variety of... is responsible for a wide variety of supervisory, compliance , and risk functions for the Associate Financial Services… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices in multi-family real estate operations, including property inspections, leasing, management , maintenance, and regulatory compliance . * Knowledge of ... optimize performance and meet benchmarks, including monitoring and overseeing property management operations. With a strategic focus on driving profitability and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management . The Supervision department partners closely with the business...Raymond James Financial Private Client Group is hiring a Manager within the Advisor Onboarding Supervision team to manage… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …municipalities through its subsidiary companies. These subsidiaries are primarily involved in investment and financial planning, as well as capital markets and asset ... management . The Supervision department partners closely with the business...and continuing education options. **Job Summary:** As a Senior Manager , you will use your extensive knowledge and skills… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(FCA), the Manager will regularly interact with Enterprise Fraud Risk Management and Technology teams during the design and testing of new fraud models. ... direction, support the development of enterprise-wide fraud analytics capabilities. The Manager , Fraud Analytics, will assist in the creation, refinement, and… more
- TD Bank (Largo, FL)
- …role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Store Manager I develops, leads and contributes to the growth and profitability of ... our Consumer Business through the management of a Store portfolio including deposits, loans, fees...to acquire and deepen customer relationships to drive deposits, investment and loan growth + Partners with Specialists to… more
- Healthcare Services Group, Inc. (Seminole, FL)
- …your earnings anytime through PNC EarnedIt. + Employee Stock Purchase Plan - Investment opportunity available to all eligible employees after two years of service. + ... opportunities to see you succeed! Position Summary Our exciting Manager -In-Training (MIT) program gives you the opportunity to learn...report format to be delivered to HCSG and Facility management . + Training - Learning to be responsible for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …but not required * Series 7 strongly preferred **Job:** Investment Management **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** ... at Raymond James. This position will work within the Investment Solutions group within Global Wealth Solutions and will..., collaborate with Cross Border strategy & supervision and compliance to support risk management in pricing… more
- Truist (St. Petersburg, FL)
- …knowledge of a broad range of personal financial planning/advisory/insurance and investment management /asset allocation concepts and understanding of retail ... **Please review the following job description:** Serve as primary relationship manager for a portfolio of financially complex client relationships within the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* FINRA Series 66 or 63 and 65 required. **Job:** Investment Management **Primary Location:** US-TN-Memphis-Memphis **Other Locations:** US-FL-St. ... the traditional roles of the Financial Advisor, Service Associate and Branch Manager . Fosters and assists in the development of relationships with new clients… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …As a senior advisor, you will support the Supervision Business Unit Risk Manager (BURM) by focusing on issues management activities, maintaining the control ... inventory, and ensuring compliance with enterprise risk management standards and processes. You will receive guidance to perform varied work that is somewhat… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …new branch personnel on the policies and procedures relating to operations, compliance , marketing, technology, investment products and general business issues. * ... their transition to Raymond James. * Acts as Branch Manager on an infrequent basis as business warrants (after...to Business Development, Private Client Group Education and Sales Management . * Acts as the primary point of contact… more