- SMBC (Jersey City, NJ)
- … Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution of ... more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work ... more
- ManpowerGroup (Jersey City, NJ)
- …within the OTC derivatives and securities-based swaps businesses a plus + Assist with the monitoring , and testing of compliance programs If this is a role ... more
- NatWest Markets (Stamford, CT)
- …carried out in the United States. **Job description** ** Swap Dealer Testing Associate** **2LOD** This roleis responsible forassessing compliance risks and ... more
- Citigroup (Jersey City, NJ)
- …and in implementation of cost effective and technology enabled innovative solutions in compliance monitoring , testing , and reporting + Effective negotiation ... more
- Citigroup (Jersey City, NJ)
- …enhancement of the Compliance Testing Methodologies and Standards for testing , monitoring , and reporting. + Utilizing innovative compliance ... more
- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer, the Director, RCM ... more
- Mizuho Corporate Bank (New York, NY)
- …and developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing ... more
- SMBC (Jersey City, NJ)
- …program. The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent ... more
- Mizuho Corporate Bank (New York, NY)
- …and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, IADA staff ... more