- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - $300,000.00 ... **NAM/LATAM Equities Asset Class Lead** The E- Trading ...Trading Risk Management Framework + Represent ETRM in control processes such as the E- Trading Risk… more
- Citigroup (New York, NY)
- …laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a self-starter, flexible, ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 -… more
- Citigroup (New York, NY)
- Equities Supervisory Risk and Control position supports a trading and sales environment in relation to US Regulatory Rules as defined by FINRA and the ... Regulatory controls and processes to ensure thorough Supervision of Trading Activities in Equities 1LoD. + Understand...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Scotiabank (New York, NY)
- Senior Manager, US Equities Product Control **Requisition ID:** 215730 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is ... regulations, internal policies, and procedures. Reporting to the Director, US Equities Product Control , the...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …an emphasis on secondary trading markets. + At least a basic understanding of US equities market structure, with an emphasis on electronic trading and ... laws, rules, and regulations. **Minimum Education Requirement: Juris Doctor** **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of… more
- HSBC (New York, NY)
- …before reporting P&L and help on understanding main drivers of P&L movements. As our US Core Product Control Oversight Equities you will: + Review and ... oversight Framework across the Equities Core Product Control team providing effective...protected by applicable law. **Job Field:** Finance **Primary Location:** North America- United States -New York-New York **Req ID:**… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly diverse equity research franchise, while growing our strong, ... **Work Location** : Houston, Texas, United States of America **Hours:** 40...Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40..._General S&T job description:_ The Director TDS Sales & Trading ( US ) may specialize in Sales and/or… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40...point-person and provides oversight in regards to market risk control for trading desks in the Region… more
- Citigroup (New York, NY)
- …within which CIM trades + Familiarity with Equities Markets + Understanding of US regulatory framework with specific reference to trading activity + A good ... Product Manager **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $157,040.00 -… more
- JPMorgan Chase (New York, NY)
- **Intro Marketing Language:** Elevate your career with us as a Credit Derivatives Trading Services Associate, where you'll play a crucial role in our trading ... you to make a significant impact. **Job Summary:** As a Credit Derivatives Trading Services Associate within our team, you will be responsible for understanding … more
- CIBC (New York, NY)
- …(CMRM) supports the Strategic Business Units (SBUs) in the measurement, monitoring and control of market, trading , operational and trading credit risks, ... ensuring that market risk for prime brokerage client portfolios and/or CIBC's trading desks is completely captured, quantified, and controlled. The role will include… more
- Citigroup (New York, NY)
- …Family:** Structuring **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $200,000.00 - ... in the fund finance space to join our Strategic Equities Solutions team. This role has runway to move...of the fund + Will have close relationships with Trading in addition to the control functions… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...raises liquidity and funding for the various businesses within Equities (Global Equity Derivatives, Prime Brokerage), while… more
- Scotiabank (New York, NY)
- …**Purpose** Contributes to the overall success of the Equities Sales and Trading businesses in the US ensuring specific individual goals, plans, initiatives ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Mizuho Corporate Bank (New York, NY)
- …trading or research (including corporate bonds, securitized products, treasury auctions, equities , electronic and program trading , equity research, sales, ... to ensure activities are coordinated. Work with fixed income, equity & research management to identify control ...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading ,… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...TD Securities, and manages the dealer's liquidity, funding and non- trading market risk. Within the group, the US… more
- Citigroup (New York, NY)
- …Capture Services **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $116,880.00 - ... support to various securities related functions, rolling into the Equity Derivative Middle Office Team. The overall objective of...analytical and administrative support to Front Office Sales and Trading and act as an advisor or coach to… more
- Citigroup (New York, NY)
- …**Job Family:** **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** In addition to ... Utilize Barra market risk model to manage risk of trading book. Conduct Equities market research to...and specific returns to improve P&L analysis. Work with control functions such as legal, compliance, market and credit… more