- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Bloomberg (New York, NY)
- …our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... the ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management. **We'll Trust You To:** + Contributeto… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- …(ICRM) program. The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for establishing internal strategies, ... The Swap Dealer Compliance Senior Vice President will serve...with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... and related laws and regulations; Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:**… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... Based in New York, Tampa, or Irving, the Ethics Sr Lead Officer will report to an...analysis of reports to be distributed to business committees, senior management, auditors and regulators, including on the Ethics… more
- Truist (New York, NY)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** Senior Compliance Control Group Officer is a subject matter ... Room and ability to provide guidance in time critical situations. In addition, the Senior Compliance Control Group Officer will be involved in reviewing… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + ... Director SALARY RANGE: $130,000- $140,000 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various-… more
- Bank of America (New York, NY)
- …supervisors and senior management/COOs and other support functions (eg, Compliance , Enterprise Independent Testing (EIT), Risk , Operations and Technology, ... Sr . Business Controls Officer New York,...a robust supervision and control infrastructure relating to non-financial risk , including but not limited to compliance … more
- Bank of America (Jersey City, NJ)
- Enterprise Financial Risk Liquidity Risk Sr ....in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... ability to meet our financial obligations. **Role Summary: Liquidity Risk Management Sr . Specialist** Operating within BAC's...and Early Warning Indicators (EWI); up-front engagement of Liquidity Risk & LOB team and approval via senior… more
- Bank of America (Jersey City, NJ)
- Enterprise Financial Risk Capital Risk Sr ....in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... risk points of view, including appropriate escalation and communication to Senior Management + Conduct and document risk 's acceptance and understanding of… more
- Citigroup (Jersey City, NJ)
- …encourage you to apply! Our people make all the difference in our success. The Business Risk and Control Sr Officer I is a strategic professional who closely ... **Qualifications:** + 10+ years work experience in related control discipline (ie, Risk Management, Compliance , Audit). + Excellent communication skills required… more
- Citigroup (New York, NY)
- The Credit Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... and trends for senior management and/or the Senior Credit Officer + Monitor an assigned...approvals, underwriting, and portfolio functions in consultation with Independent Risk and senior business leaders + Assist… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Lead analytics to evaluate methodologies for risk ... presentations with supportive analysis, storyboard results, and lead discussions with senior management, Finance heads, Independent Risk to conduct business… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...on all compliance matters, including moderate to high- risk compliance matters. + Monitor and independently… more
- TD Bank (New York, NY)
- …order to support its strong risk culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the TD Securities US ... to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and.... **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more