- TD Bank (New York, NY)
- …on TDS Compliance Initiatives in accordance with the TD Global Compliance Department Mandate and the Regulatory Compliance Management Program + ... and implementation of stakeholder engagement plans, programs and projects to support TDS regulatory Compliance objectives + Works closely with the Regulatory … more
- Citigroup (New York, NY)
- …Regulatory Reporting and Client Tax Operations team within the Wealth division. The Head of NAM Regulatory Reporting and Client Tax Operations will be ... responsible for overseeing the end-to-end regulatory reporting and tax compliance processes, ensuring...and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives … more
- Guardian Life (New York, NY)
- …compliance (EEO, FMLA, FLSA, ADA, OSHA, etc.) and HR and Payroll (HR) regulatory matters. + Lead initiatives to educate employees, managers, and executives on ... external regulatory inquiries, audits, and investigations relating to HR compliance . + Lead investigations into potential HR compliance violations, providing… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... to drive alignment and ensure informed decision-making. + Stay current with regulatory expectations related to compliance culture and industry developments, to… more
- Citigroup (New York, NY)
- …productivity initiatives and realization of cost efficiency + Drive culture and people initiatives + Act as delegate for ICE head when required in certain ... The Head of Business Execution - Integrated Client Engagement,...tracking of business financials, employee headcount, audits, business continuity, regulatory issues and other administrative needs/ad hoc projects as… more
- Citigroup (New York, NY)
- …Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees Controls, Analytics and Decision ... Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well... commitments across T&BE globally. The Data Quality Assurance Head is a newly created role and will be… more
- Citigroup (New York, NY)
- The Global Head of Wholesale Credit Risk Reporting will oversee the production of key management and regulatory reports for Wholesale Credit Globally. This role ... reports to the Head of Data Analytics Reporting and Tech (DART) and...critical impact or influence on key reporting and data initiatives in the Risk organization. **Key Responsibilities** . Lead… more
- S&P Global (New York, NY)
- …Risk and Internal Control Function for the Ratings Division as part of the Compliance and Risk Department. Work to ensure that the regulatory , operational and ... risks faced by the Division are effectively managed. **Responsibilities and Impact:** The Head of Global Risk and Internal Control Function for the Ratings Division… more
- HSBC (New York, NY)
- …team and the Treasury Transformation and Management Office team, as a combined Regional Head for the Americas Region. This regional role will be responsible for the ... remit of the team in Americas, reporting functionally into the Global Head of Treasury Regulation, Strategy and Controls and into the Regional Treasurer from an… more
- Citigroup (New York, NY)
- …be to: + Deliver an effective control framework that fully meets Audit, Compliance and Regulatory requirements. + Accountable for integrity of operational ... stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head of Software Engineering: Data Platforms is… more
- Citigroup (New York, NY)
- …issues and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...of global policies and impact of local legal and regulatory requirements. + Maintain oversight over emerging and existing… more
- Scotiabank (New York, NY)
- …Derivatives businesses in the United States; ensuring business strategies, plans and initiatives are supported in compliance with governing regulations, internal ... Director, Head of Structuring, US Corporate Equity Derivatives **Requisition...the organization; + Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures; +… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. As the Head of Identity Directory Services and Enterprise Platforms for Identity and Access Management, ... (IAM) strategies, solutions, and services across all enterprise platforms As our Head of Identity Directory Services and Enterprise Platforms you will: + Lead… more
- S&P Global (New York, NY)
- …as revenue retention rates, market share and client satisfaction scores. + Ensure compliance with regulatory and corporate governance requirements in all sales ... team is sales focused, energetic, and intellectually curious. **The Role:** The Head of Financial Services and Sponsors is a pivotal leadership position responsible… more
- Raymond James Financial, Inc. (New York, NY)
- …risk inventory. . Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports. . Works across all levels of the organization (1st, 2nd, ... current and future practices, standards, and procedures. . Writing and ensuring compliance with firm policies for risk identification through periodic training of… more
- BlackRock (New York, NY)
- …team is responsible for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages ... provide thought leadership, shape market structure, and represent BlackRock's views on regulatory issues which affect trading. The team's remit also spans the… more
- Citigroup (New York, NY)
- …+ Develop tools and dashboards for tracking and visualizing data lineage to support regulatory compliance and auditability + Partner with data stewards to ensure ... + Change Management and Training + Lead change management initiatives to ensure adoption and effective use of the...advanced degree is a plus **Desirable:** + Knowledge of regulatory requirements and compliance in financial services… more
- Citigroup (New York, NY)
- …in financial services or high regulated industries preferred + Strong knowledge of regulatory requirements and data compliance standards (eg GDPR, CCPA) + Proven ... infrastructure and seamless integration with enterprise data systems + Governance and Compliance + Partner with internal control partners to develop and enforce… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... while structuring deals that balance risk and reward. + Execution of strategic initiatives launched centrally at all levels (Group, Bank, Commercial Bank) + Oversee… more