- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... solutions for emerging issues. **The successful candidate will have both " internal audit " and "wealth management" experience.** Responsibilities: + Consistently… more
- Citigroup (New York, NY)
- Internal Audit is a global organization of over 1700 professionals covering Citi's global businesses and service to clients and customers in over 180 countries. ... Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key… more
- MTA (New York, NY)
- Senior Vice President Project Executive (MNR) Job ID: 10793 Business Unit: MTA Construction & Development Location: New York, NY, United States ... apply 30 days after their effective date of hire. JOB TITLE: Senior Vice President Project Executive AGENCY: Construction & Development DEPT/DIV: Delivery/ MNR… more
- MTA (Jamaica, NY)
- Vice President - Corporate Safety and Chief Safety Officer Job ID: 9700 Business Unit: Long Island Rail Road Location: Jamaica, NY, United States ... & Misc Date Posted: Jan 30, 2025 Description Title: Vice President - Corporate Safety and Chief...knowledge of auditing techniques and the ability to develop audit plans. + Must possess in-depth knowledge of applicable… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** The TDS US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. ... Preferred 5-10 years of experience in surveillance in Communications. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- JPMorgan Chase (New York, NY)
- …and hedge funds. **Job Summary** As an Asset Management - REIT SEC Fund Reporting - Vice President within the Real Estate Americas (REA) business, you will be an ... and maintain relationships with third-party fund administrator, independent external auditors, internal audit , tax practitioners, legal counsel and other… more
- NatWest Markets (Stamford, CT)
- US Client Services and Onboarding, Vice President Closing date for applications: 31/12/2199 Stamford,United States Permanent Full Time \#R-00240566 Our people ... style to suit team members and work with senior manager to effectively deliver operational processes, manage risks and...and technology + Lead first line response to all internal audit , external audit and… more
- Citigroup (New York, NY)
- …in the definition of cross-product issues and corrective action plans (CAPs). + Support Internal Audit (IA) reviews to ensure effective audit coordination, ... focus on Capital Markets, Operations, Risk and Controls governance, regulatory and audit engagement responsibilities. + ** Internal Audit expertise especially… more
- JPMorgan Chase (New York, NY)
- …and institutions in over 100 countries. Join our team as a Control Manager in the Prime Financial Services business of Global Equities, where you'll manage ... a proactive risk and control culture. As a Control Manager within the Prime Financial Services business, you will...to manage non-financial risks. You will work closely with internal and external stakeholders to ensure effective risk management… more
- MUFG (New York, NY)
- …resolve issues, and inquiries/assessments of vulnerability management by regulators and Internal Audit + Maintain vulnerability management strategic roadmap and ... and risk management-wise and addresses the enterprise goals and objectives including internal and external regulatory requirements and risk assessment + Own and… more
- BMO Financial Group (New York, NY)
- …reviews, Deal reports, risk assessments and attestations. **KEY ACCOUNTABILITIES** The Vice President , Investment Banking CMS will have responsibility for ... are in place to mitigate risk and support compliant revenue generating activities. The Vice President will act as a liaison between several groups within the… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role... reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and ... risk management and risk capital issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to market risk management topics: +… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role... reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and ... approaches for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function… more
- Aflac (New York, NY)
- VP , Portfolio Manager - SPC The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7588 About Our ... capital for life and supplemental health insurance company balance sheets utilizing both internal teams and external third party asset managers. Summary of Role We… more
- Bank of America (New York, NY)
- Client Outreach VP /Director Manager Charlotte, North Carolina;New York, New York; Fort Worth, Texas **Job Description:** **The Function** The Client Outreach ... contact for relevant Clients as well as Bankers, Operations, Risk and other internal functions + Partners with KYC support to review, challenge and communicate the… more
- Citigroup (New York, NY)
- …and interaction with finance processes + Knowledge of processes and controls, internal audit and regulatory validation of risk management capabilities and ... **Overview:** The Finance Transformation Program Manager provides oversight through advisory support, independent review,...of the Citi products and services + Experience in internal or third party audit , or operational… more
- Citigroup (New York, NY)
- The Equity Research Product Manager provides full leadership and supervisory responsibility. The Product Manager is responsible for supporting the equity ... across sectors, with the goal of monetizing and developing Research's internal and external client franchise. Provides operational/service leadership and direction… more
- BMO Financial Group (New York, NY)
- …Products Trading and Sales personnel), colleagues within CMS, and Compliance, the VP will be responsible to review assigned surveillance reports, validate activity ... (Trade Supervision) protocol for monitoring controls around them. The VP is also accountable for helping to promote an...data and develop reporting of key risk indicators for internal and external stakeholder reviewers. + Write and maintain… more
- MUFG (New York, NY)
- …to determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with ... record + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in… more
- SMBC (New York, NY)
- …Risk Management Department Americas Division (RMDAD) has an opening for an Associate/ Vice President in the Liquidity Risk Management Group. This position ... within the Liquidity Risk Oversight Team. The Liquidity Risk Associate/ VP will provide ongoing review and challenge to the...initiatives and services introduced/proposed by sponsors + Engage with internal audit during annual audit … more