- Bank of America (Pennington, NJ)
- SR Business Controls Specialist - GCAOO QC/QA Governance Fort Worth, Texas;Chicago, Illinois; Pennington, New Jersey; Plano, Texas **Job Description:** At Bank ... results to pinpoint trends, themes, or areas requiring attention. + Works with senior management and other team members to produce performance results and analysis… more
- TD Bank (Mount Laurel, NJ)
- …other activities** + **Centralized policy and reports inventories** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, ... assists in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to… more
- Vanguard (Chesterbrook, PA)
- …an experienced and dynamic individual to join our team as an Internal Audit Methodology & Quality Assurance Specialist . Day to day responsibilities include ... department's methodology and quality assurance programs, including benchmarking the audit methodology against professional standards, regulatory expectations,… more
- Integra LifeSciences (Princeton, NJ)
- …of care. As part of Integra's Business Systems Team, the Quality Systems Senior Specialist is a seasoned professional with complete and in-depth conceptual ... recommendation on Trackwise functionalities to cover the Quality processes (CAPA, Audit , Complaint, Supplier Quality Management, Non-Conformance ) and contributes to… more
- AIG (Philadelphia, PA)
- …rating, policies, endorsements, etc.). + Performs quality control of premium audit statements prior to underwriting review; documents discrepancies and work with ... Job Requirements: + Knowledge of commercial insurance policy forms and regulatory requirements; Bachelor's degree preferred or equivalent work experience. +… more
- TD Bank (Mount Laurel, NJ)
- …guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively provide support during ... Crime Risk Management **Job Description:** The Financial Crime Risk Specialist role develops and maintains TD's AML/ATF/Sanctions/ABAC programs, including... Audit and Regulatory Reviews, providing recommendations and guidance as required +… more
- TD Bank (Mount Laurel, NJ)
- …7+ years experience **Preferred Skills:** + Interpersonal skills, presenting/ reporting for senior management audiences, Audit or regulatory exam experience ... key projects within Global FCRM including developing and presenting material to senior leaders, ensuring board and regulatory materials are completed timely,… more
- University of Pennsylvania (Philadelphia, PA)
- …Operations, Compliance and Monitoring (DOCM) is seeking a The Clinical Research Quality Specialist , Sr . to support our clinical research mission. The ACC ... across the US and in other countries. The Quality Specialist , Sr . is responsible for scheduling, coordinating...study teams and investigators. + Prepare formal reports of audit findings following NCI/CTEP quality and compliance standards. +… more
- TD Bank (Mount Laurel, NJ)
- …guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively provide support during ... Audit and Regulatory Reviews, providing recommendations and guidance as required + Maintains a culture of risk management and control, supported by effective… more
- TD Bank (Mount Laurel, NJ)
- …vendor management activities across the Bank (ie, compliance, second line, Internal Audit and regulatory exams) Provide oversight and management of concurrent ... support of the first line. Ideally, you are experienced in the area of audit and examination activities with a strong understanding of third party risk management… more
- Vanguard (Wayne, PA)
- …one such expert to partner with our businesses. Vanguard's Federal Tax Specialist works closely with other tax professionals, accountants, and legal advisors to ... tax compliance and planning. Communicate effectively with various stakeholders, including senior management, to provide updates on tax matters and potential risks.… more
- TD Bank (Mount Laurel, NJ)
- …role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk management expertise to ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
- TD Bank (Mount Laurel, NJ)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more
- TD Bank (Mount Laurel, NJ)
- …and scale + Participates in responding to periodic exams / audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance ... develops a team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized… more
- TD Bank (Cherry Hill, NJ)
- …analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, ... parties + Serves as a source of advice to senior management in field of specialty; may lead team(s)...of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes… more
- Truist (Philadelphia, PA)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework in order to ensure a high quality, ... retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to… more
- WTW (Philadelphia, PA)
- **Description** The Captive Consultant role is a national cross-industry specialist role, focused on developing new captive management clients, retaining existing ... visibility and credibility among these key audiences. + Monitor regulatory developments impacting Captive Managers and Program Administrators, proactively addressing… more