- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr Officer for its New York, New York location. Duties: Understand the risk data strategy and partner with first ... or related field and 5 years of progressive, post-baccalaureate experience as a Regulatory Risk Officer , Risk Operations Officer , or related… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... the increasing regulatory expectations facing banks with respect to climate risk + Experience in dealing with change projects and/or building / delivering new… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer ...to influence and lead people across cultures at a senior level + Experience in managing regulatory ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...areas within Citi, as necessary. + Keeping abreast of regulatory changes, new regulations and internal policy changes in… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... procedures, and practices. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction + Maintain AML compliance… more
- Citigroup (New York, NY)
- …position will be specifically targeted to the identification and management of the risk and control framework for CitiDirect and CitiConnect in tandem with the Front ... Office Product Managers. Additional responsibilities will be to manage global regulatory change initiatives impacting the Platform and Data Services (PDS) product… more
- Citigroup (Queens, NY)
- The Wealth Management Business Risk & Controls Governance Manager will lead the development and implementation of a robust governance framework specifically for ... committee, and business forum. This role will work closely with our risk management, control, and compliance organization to ensure the appropriate escalation and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...Analysing and scoping the impact of new and complex regulatory developments across senior CitiDirect and CitiConnect… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee ... control execution, while maintaining local relevancy and adherence to regulatory expectations. + Appropriately assess risk when...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
- Bank of America (New York, NY)
- Enterprise Financial Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief...1LOD proposal based on structured criteria, eg, impact to risk metrics, sensitivity testing, challenger model, regulatory … more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... to influence and lead people across cultures at a senior level + Experience in managing regulatory ...examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage ... tools. She will have excellent communication skills to influence risk discussions, often with senior Traders and...of methodologies and models. Interaction with Market and Credit Risk Managers to improve accuracy of regulatory … more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and...across the Citi Global Wealth businesses and functions coordinating regulatory examinations, serving as point person for examinations -… more
- Morgan Stanley (New York, NY)
- …wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability for maintaining a ... Management policies, and other regulations. The NRO keeps the Senior Risk Officer informed of... Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory… more
- Bank of America (New York, NY)
- Sr Quantitative Finance Manager New York, New York;Jersey...of model validators and reports up to the Model Risk Officer . The MVL is accountable for ... used for credit allowance, enterprise stress testing, valuation, and regulatory capital purposes. The MVL is responsible for providing... capital purposes. The MVL is responsible for providing risk oversight, acting as a subject matter expert and… more
- US Bank (New York, NY)
- … risk , scoring, fraud, AML, and AI/ML models + In-depth understanding of model risk regulatory requirements, such as SR 11-7, Basel guidelines, CCAR, and ... and discover what you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model … more
- Bank of America (New York, NY)
- Sr Business Financial Control Product Associate-Global Financing & Futures AMRS New York, New York **Job Description:** At Bank of America, we are guided by a common ... (LOB) by producing financial reports and disclosures in partnership with senior management, front office, and other business stakeholders. Key responsibilities… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... Risk Officer of Raymond James Financial and...of risk information. * Ensures the business risk management practices comply with regulatory requirements… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... #LI-AJ1 **Job:** **Wealth Management* **Title:** *WorkPlace and Digital Financial Crimes Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation,… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer I is a senior -level position responsible for leading activities including credit review, credit approvals and monitoring ... Risk reviews. + Infer the diverse opinions of Sr . Management and Regulators to effectively address all issues...including credit experience in Markets and Private Bank + Regulatory experience or relevant experience in a similar role… more