• Risk and Compliance Training

    Bloomberg (New York, NY)
    …else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared ... more
    Bloomberg (01/11/25)
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  • Global Risk and Compliance Policy…

    Bloomberg (New York, NY)
    …our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... more
    Bloomberg (01/16/25)
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  • Technology Risk & Compliance

    S&P Global (New York, NY)
    **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... more
    S&P Global (12/10/24)
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  • Compliance Risk Mgmt Officer

    Citigroup (New York, NY)
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... more
    Citigroup (01/02/25)
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  • Compliance Business Risk and Control…

    Citigroup (New York, NY)
    …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... more
    Citigroup (12/20/24)
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  • National Risk Officer

    Morgan Stanley (New York, NY)
    …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... more
    Morgan Stanley (11/07/24)
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  • Citi Commercial Bank - Institutional Credit…

    Citigroup (New York, NY)
    …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... more
    Citigroup (01/24/25)
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  • WorkPlace and Digital Financial Crimes Risk

    Morgan Stanley (Purchase, NY)
    …Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... more
    Morgan Stanley (12/06/24)
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  • Risk Identification Senior Officer

    Citigroup (New York, NY)
    The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... more
    Citigroup (12/04/24)
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  • Senior Manager, Conduct Compliance

    Scotiabank (New York, NY)
    …required. JD or legal training preferred. **Competencies** The Conduct Compliance Officer is expected to consistently produce high-quality work product ... more
    Scotiabank (01/22/25)
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  • Technology Risk Management - Control…

    MUFG (New York, NY)
    …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... more
    MUFG (01/22/25)
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  • SVP, Chief Risk Officer - Private…

    Raymond James Financial, Inc. (New York, NY)
    …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... more
    Raymond James Financial, Inc. (01/09/25)
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  • Risk Officer - Business…

    Bloomberg (New York, NY)
    Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... more
    Bloomberg (01/08/25)
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  • Deputy Chief Compliance Officer

    Hackensack Meridian Health (Edison, NJ)
    …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... more
    Hackensack Meridian Health (12/31/24)
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  • Risk Management - Lead Credit…

    JPMorgan Chase (New York, NY)
    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... more
    JPMorgan Chase (12/21/24)
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  • Senior Monitoring and Testing Compliance

    NatWest Markets (Stamford, CT)
    …with Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls ... more
    NatWest Markets (01/04/25)
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  • Director Electronic Trading Compliance

    NatWest Markets (Stamford, CT)
    Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... more
    NatWest Markets (01/04/25)
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  • Research, Marketing, and Content Compliance

    Citigroup (New York, NY)
    Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... more
    Citigroup (11/29/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage ... more
    SMBC (01/04/25)
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  • Compliance Product Officer (VP)…

    Citigroup (Jersey City, NJ)
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... more
    Citigroup (01/15/25)
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