- Bloomberg (New York, NY)
- …else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared ... more
- Bloomberg (New York, NY)
- …our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... more
- Morgan Stanley (New York, NY)
- …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... more
- Scotiabank (New York, NY)
- …required. JD or legal training preferred. **Competencies** The Conduct Compliance Officer is expected to consistently produce high-quality work product ... more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... more
- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... more
- NatWest Markets (Stamford, CT)
- …with Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls ... more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... more
- SMBC (New York, NY)
- …such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage ... more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... more